{"id":2833,"date":"2016-01-27T00:00:00","date_gmt":"2016-01-27T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/registered-individuals-barred-by-finra-for-violations-of-finra-rules-in-january-2016\/"},"modified":"2018-10-08T12:38:24","modified_gmt":"2018-10-08T16:38:24","slug":"registered-individuals-barred-by-finra-for-violations-of-finra-rules-in-january-2016","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/registered-individuals-barred-by-finra-for-violations-of-finra-rules-in-january-2016\/","title":{"rendered":"Registered Individuals Barred by FINRA for Violations of FINRA Rules in January 2016"},"content":{"rendered":"

According to FINRA Disciplinary actions<\/a> for January 2016, the following individuals were barred from FINRA<\/a> and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules:<\/p>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
NAME<\/strong><\/td>\nFORMER EMPLOYERS<\/strong><\/td>\n<\/tr>\n
\u00a0 Antonio Ambrosio<\/td>\n <\/td>\n<\/tr>\n
\u00a0 Brian Michael Corbman<\/td>\n\u00a0 Streetcapital, Inc.<\/td>\n<\/tr>\n
\u00a0 Tripoint Global Equities, LLC<\/td>\n<\/tr>\n
\u00a0 Richard Gordon Drown, Jr.<\/td>\n\u00a0 D.A. Davidson & Co.<\/td>\n<\/tr>\n
\u00a0 Crowell Weedon & Co.<\/td>\n<\/tr>\n
\u00a0 Jason John Garcia<\/td>\n\u00a0 Merrimac Corporate Securities, Inc.<\/td>\n<\/tr>\n
\u00a0 Wallstreet*E Financial Services, Inc.<\/td>\n<\/tr>\n
\u00a0 Honetta C. Kao<\/td>\n\u00a0 Meyers Associates, L.P.<\/td>\n<\/tr>\n
\u00a0 Caldwell International Securities<\/td>\n<\/tr>\n
\u00a0 Michael Terrence Snedeker<\/td>\n\u00a0 Investors Capital Corp.<\/td>\n<\/tr>\n
\u00a0 Banc of America Investment Services, Inc.<\/td>\n<\/tr>\n
\u00a0 Cynthia Irene Taylor<\/td>\n\u00a0 BBVA Securities, Inc.<\/td>\n<\/tr>\n
\u00a0 BBVA Compass Investment Solutions, Inc.<\/td>\n<\/tr>\n
\u00a0 John Howard Towers<\/td>\n\u00a0 VSR Financial Services, Inc.<\/td>\n<\/tr>\n
\u00a0 Rushmore Securities Corporation<\/td>\n<\/tr>\n
\u00a0 Marat Zeltser aka Matt Zeltser<\/td>\n\u00a0 Meyers Associates, L.P.<\/td>\n<\/tr>\n
\u00a0 Caldwell International Securities<\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

Silver Law Group<\/a> represents investors in securities and investment fraud<\/a> cases. Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct<\/a>. If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.<\/p><\/p>\n","protected":false},"excerpt":{"rendered":"

According to FINRA Disciplinary actions for January 2016, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS \u00a0 Antonio Ambrosio   \u00a0 Brian Michael Corbman […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[260],"class_list":["post-2833","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","tag-barred-by-finra"],"yoast_head":"\nRegistered Individuals Barred by FINRA for Violations of FINRA Rules in January 2016 — Securities Arbitration Lawyers Blog — January 27, 2016<\/title>\n<meta name=\"description\" content=\"According to FINRA Disciplinary actions for January 2016, the following 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