{"id":2824,"date":"2016-02-12T00:00:00","date_gmt":"2016-02-12T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/glenn-moffitt-barred-by-finra-for-alleged-elder-fraud\/"},"modified":"2017-07-27T14:25:19","modified_gmt":"2017-07-27T18:25:19","slug":"glenn-moffitt-barred-by-finra-for-alleged-elder-fraud","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/glenn-moffitt-barred-by-finra-for-alleged-elder-fraud\/","title":{"rendered":"Glenn Moffitt Barred By FINRA For Alleged Elder Fraud"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2438\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Glenn-Moffitt-Barred-By-FINRA-For-Alleged-Elder-Fraud.jpg\" sizes=\"auto, (max-width: 438px) 100vw, 438px\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Glenn-Moffitt-Barred-By-FINRA-For-Alleged-Elder-Fraud.jpg 1697w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Glenn-Moffitt-Barred-By-FINRA-For-Alleged-Elder-Fraud-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Glenn-Moffitt-Barred-By-FINRA-For-Alleged-Elder-Fraud-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Glenn-Moffitt-Barred-By-FINRA-For-Alleged-Elder-Fraud-1024x682.jpg 1024w\" alt=\"Glenn Moffitt Barred By FINRA For Alleged Elder Fraud on silverlaw.com\" width=\"438\" height=\"292\" \/><\/p>\n<h2>Nevada financial broker permanently barred from all FINRA activity after taking advantage of elderly clients<\/h2>\n<p style=\"text-align: justify;\">Henderson, NV broker Glenn Moffitt was permanently barred from all <span style=\"text-decoration: underline;\"><a href=\"https:\/\/www.finra.org\/\"  rel=\"noopener\" target=\"_blank\">FINRA<\/a><\/span> activity for allegedly misappropriating funds from elderly clients between 2011-2014. \u00a0According to his <span style=\"text-decoration: underline;\"><a href=\"https:\/\/brokercheck.finra.org\/Individual\/Summary\/4767024\"  rel=\"noopener\" target=\"_blank\">FINRA report<\/a><\/span>, Moffitt is accused of misappropriating at least $370,000 and failing to cooperate with the FINRA investigation into these charges. Moffitt was registered with First Allied Securities Inc. of Las Vegas, NV during this time period.<\/p>\n<p style=\"text-align: justify;\">The elderly victim alleges that Moffitt misappropriated more than a total of $400,000 from multiple accounts.\u00a0This client also reports that Moffitt admitted the wrongdoing but did not repay the funds as promised. He allegedly pressured the client and steered them toward investments that were high risk and not in line with the client\u2019s goals.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/glenn-moffitt-barred-by-finra-for-alleged-elder-fraud\/\"  title=\"Continue Reading Glenn Moffitt Barred By FINRA For Alleged Elder Fraud\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Nevada financial broker permanently barred from all FINRA activity after taking advantage of elderly clients Henderson, NV broker Glenn Moffitt was permanently barred from all FINRA activity for allegedly misappropriating funds from elderly clients between 2011-2014. \u00a0According to his FINRA report, Moffitt is accused of misappropriating at least $370,000 and failing to cooperate with the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582],"tags":[403],"class_list":["post-2824","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","tag-alleged-elder-fraud"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Glenn Moffitt Barred By FINRA For Alleged Elder Fraud..... \u00a0 \u00a0<\/title>\n<meta name=\"description\" content=\"Nevada financial broker permanently barred from all FINRA activity, the new article\u00a0Glenn Moffitt Barred By FINRA For Alleged Elder Fraud on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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