{"id":2823,"date":"2016-02-12T00:00:00","date_gmt":"2016-02-12T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/former-hd-vest-investment-services-and-lpl-financial-advisor-daniel-kasbar-under-investigation\/"},"modified":"2018-10-08T12:39:54","modified_gmt":"2018-10-08T16:39:54","slug":"former-hd-vest-investment-services-and-lpl-financial-advisor-daniel-kasbar-under-investigation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-hd-vest-investment-services-and-lpl-financial-advisor-daniel-kasbar-under-investigation\/","title":{"rendered":"Former HD Vest Investment Services and LPL Financial Advisor Daniel Kasbar Under Investigation"},"content":{"rendered":"<\/p>\n

Silver Law Group is investigating allegations made by the Financial Industry Regulatory Authority (\u201cFINRA\u201d) against former Hollywood, Florida broker Daniel G. Kasbar (CRD# 5869994).<\/a><\/p>\n

FINRA barred Kasbar<\/a> from the securities industry for failing to respond to FINRA\u2019s requests for documents and information. FINRA was investigating Kasbar for allegedly engaging in outside business activities beyond the scope of the approval provided by his FINRA member firms, HD Vest Investment Services (\u201cHD Vest\u201d) and LPL Financial, LLC (\u201cLPL\u201d), between 2010 and 2015.<\/p>\n

Kasbar entered the securities industry in February 2011 when he became registered with HD Vest. In March 2014, Kasbar voluntarily resigned from HD Vest and became registered with LPL as a General Securities representative.\u00a0 On May 29, 2015, LPL discharged Kasbar alleging the same conduct in the FINRA investigation.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating allegations made by the Financial Industry Regulatory Authority (\u201cFINRA\u201d) against former Hollywood, Florida broker Daniel G. Kasbar (CRD# 5869994). FINRA barred Kasbar from the securities industry for failing to respond to FINRA\u2019s requests for documents and information. FINRA was investigating Kasbar for allegedly engaging in outside business activities beyond the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[],"class_list":["post-2823","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct"],"yoast_head":"\nFormer HD Vest Investment Services and LPL Financial Advisor Daniel Kasbar Under Investigation — Securities Arbitration Lawyers Blog — February 12, 2016<\/title>\n<meta name=\"description\" content=\"If you invested with Daniel Kasbar and have questions about how your account was handled, contact Silver Law Group today to speak to an experienced attorney\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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