{"id":2816,"date":"2016-02-17T00:00:00","date_gmt":"2016-02-17T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/david-sullivan-accused-excessive-trading-one-occasion\/"},"modified":"2018-10-08T12:39:55","modified_gmt":"2018-10-08T16:39:55","slug":"david-sullivan-accused-excessive-trading-one-occasion","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/david-sullivan-accused-excessive-trading-one-occasion\/","title":{"rendered":"David Sullivan Accused of Excessive Trading on More Than One Occasion"},"content":{"rendered":"<\/p>\n

\"David<\/p>\n

Other allegations include unsuitable investments and unauthorized trading.<\/h2>\n

In the securities industry for 28 years, New York broker David J. Sullivan is the subject of yet another customer complaint<\/span><\/a> against his behavior as a securities broker.<\/p>\n

This most recent complaint alleges that on or about September 2011 through approximately December 2014, while associated with J.P. Morgan, Sullivan effected numerous transactions in three accounts of a customer without obtaining prior written authorization from the customer and without J.P. Morgan having accepted the accounts as discretionary.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Other allegations include unsuitable investments and unauthorized trading. In the securities industry for 28 years, New York broker David J. Sullivan is the subject of yet another customer complaint against his behavior as a securities broker. This most recent complaint alleges that on or about September 2011 through approximately December 2014, while associated with J.P. […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599],"tags":[397],"class_list":["post-2816","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","tag-excessive-trading"],"yoast_head":"\nDavid Sullivan Accused of Excessive Trading on More Than One Occasion — Securities Arbitration Lawyers Blog — February 17, 2016<\/title>\n<meta name=\"description\" content=\"Other allegations include unsuitable investments, the new article David Sullivan Accused of Excessive Trading on More Than One Occasion on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/david-sullivan-accused-excessive-trading-one-occasion\/\" \/>\n<meta name=\"twitter:card\" 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