{"id":2813,"date":"2016-02-18T00:00:00","date_gmt":"2016-02-18T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/leon-vaccarelli-fined-sanctioned-finra\/"},"modified":"2018-10-08T12:39:51","modified_gmt":"2018-10-08T16:39:51","slug":"leon-vaccarelli-fined-sanctioned-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/leon-vaccarelli-fined-sanctioned-finra\/","title":{"rendered":"Leon Vaccarelli Fined and Sanctioned by FINRA"},"content":{"rendered":"<\/p>\n

\"Leon<\/p>\n

Connecticut broker agrees to one-month suspension and $7500 fine.<\/h2>\n

Leon Vaccarelli, a stockbroker registered with the Investment Center, was recently suspended<\/span><\/a> from participating in the securities industry for one month and paid a $7500 fine to regulatory agency FINRA.<\/p>\n

According to the report, registered representatives are prohibited from exercising discretion in a customer’s account unless the customer has given prior written authorization to exercise discretion and the account has been approved as discretionary, in writing, by the representative’s firm.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Connecticut broker agrees to one-month suspension and $7500 fine. Leon Vaccarelli, a stockbroker registered with the Investment Center, was recently suspended from participating in the securities industry for one month and paid a $7500 fine to regulatory agency FINRA. According to the report, registered representatives are prohibited from exercising discretion in a customer’s account unless […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599],"tags":[395],"class_list":["post-2813","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","tag-leon-vaccarelli"],"yoast_head":"\nLeon Vaccarelli Fined and Sanctioned by FINRA — Securities Arbitration Lawyers Blog — February 18, 2016<\/title>\n<meta name=\"description\" content=\"Connecticut broker agrees to one-month suspension and $7500 fine, Check out the new article Leon Vaccarelli Fined and Sanctioned by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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