{"id":2809,"date":"2016-02-22T00:00:00","date_gmt":"2016-02-22T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/broker-richard-drown-disappeared-according-firm\/"},"modified":"2018-10-08T12:39:50","modified_gmt":"2018-10-08T16:39:50","slug":"broker-richard-drown-disappeared-according-firm","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/broker-richard-drown-disappeared-according-firm\/","title":{"rendered":"Broker Richard Drown Disappeared According to Firm"},"content":{"rendered":"<\/p>\n

\"Broker<\/p>\n

Allegations of unauthorized trading and client abandonment tarnish 34-year career.<\/h2>\n

In June 2015, investment firm D.A. Davidson & Company formally discharged broker Richard G. Drown, Jr. after the broker allegedly \u201cdisappeared,\u201d abandoning both his duties and his clients. According to Drown\u2019s FINRA BrokerCheck report<\/span><\/a>, the firm filed an Employment Separation After Allegations report, saying that his whereabouts remained unknown.<\/p>\n

Pending customer disputes remain open on Drown\u2019s FINRA record and involve allegations of unauthorized transactions and misappropriation of funds in two customer accounts owned by a mother and daughter. In particular, Drown is accused of transferring funds from the customer trust brokerage accounts to the trust\u2019s outside bank accounts during two separate time periods.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegations of unauthorized trading and client abandonment tarnish 34-year career. In June 2015, investment firm D.A. Davidson & Company formally discharged broker Richard G. Drown, Jr. after the broker allegedly \u201cdisappeared,\u201d abandoning both his duties and his clients. According to Drown\u2019s FINRA BrokerCheck report, the firm filed an Employment Separation After Allegations report, saying that […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[391],"class_list":["post-2809","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-broker-richard-drown"],"yoast_head":"\nBroker Richard Drown Disappeared According to Firm — Securities Arbitration Lawyers Blog — February 22, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Broker Richard Drown Disappeared According to Firm on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/broker-richard-drown-disappeared-according-firm\/\" 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