{"id":2808,"date":"2016-02-23T00:00:00","date_gmt":"2016-02-23T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/"},"modified":"2017-12-22T14:06:37","modified_gmt":"2017-12-22T19:06:37","slug":"finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/","title":{"rendered":"FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities"},"content":{"rendered":"

\"FINRA<\/p>\n

Montana financial advisor barred from securities activity for multiple FINRA violations<\/h2>\n

In a ruling that came in August 2015, the Financial Industry Regulatory Authority<\/a><\/span> (FINRA) permanently barred Barry G. Hartman, formerly of FSC Securities Corporation in Missoula, MT, for allegedly engaging in a practice known in the industry as selling away.<\/p>\n

While Hartman was registered with FSC, he also managed his securities business through Rocky Mountain Financial LLC.\u00a0Multiple prior clients are alleging that Hartman recommended outside investments without the necessary approval from his registered firm.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Montana financial advisor barred from securities activity for multiple FINRA violations In a ruling that came in August 2015, the Financial Industry Regulatory Authority (FINRA) permanently barred Barry G. Hartman, formerly of FSC Securities Corporation in Missoula, MT, for allegedly engaging in a practice known in the industry as selling away. While Hartman was registered […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[584],"tags":[390],"class_list":["post-2808","post","type-post","status-publish","format-standard","hentry","category-selling-away","tag-alleged-selling-away"],"yoast_head":"\nFINRA Permanently Bars Barry Hartman From Securities Activity for Am<\/title>\n<meta name=\"description\" content=\"Check out the new article\u00a0FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities Silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA Permanently Bars Barry Hartman From Securities Activity for Am\" \/>\n<meta name=\"twitter:description\" content=\"Check out the new article\u00a0FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities Silverlaw.com\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Barry-Hartman-From-Securities-Activity-for-Alleged-\u201cSelling-Away\u201d-Activities.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA Permanently Bars Barry Hartman From Securities Activity for Am","description":"Check out the new article\u00a0FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities Silverlaw.com","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/","twitter_card":"summary_large_image","twitter_title":"FINRA Permanently Bars Barry Hartman From Securities Activity for Am","twitter_description":"Check out the new article\u00a0FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities Silverlaw.com","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/FINRA-Permanently-Bars-Barry-Hartman-From-Securities-Activity-for-Alleged-\u201cSelling-Away\u201d-Activities.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities","datePublished":"2016-02-23T05:00:00+00:00","dateModified":"2017-12-22T19:06:37+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/"},"wordCount":466,"keywords":["Alleged \u201cSelling Away\u201d"],"articleSection":["Selling away"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/","url":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/","name":"FINRA Permanently Bars Barry Hartman From Securities Activity for Am","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2016-02-23T05:00:00+00:00","dateModified":"2017-12-22T19:06:37+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Check out the new article\u00a0FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities Silverlaw.com","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/finra-permanently-bars-barry-hartman-from-securities-activity-for-alleged-selling-away-activities\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"FINRA Permanently Bars Barry Hartman From Securities Activity for Alleged \u201cSelling Away\u201d Activities"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2808","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=2808"}],"version-history":[{"count":3,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2808\/revisions"}],"predecessor-version":[{"id":5528,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2808\/revisions\/5528"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=2808"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=2808"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=2808"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}