{"id":2783,"date":"2016-03-22T00:00:00","date_gmt":"2016-03-22T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/investor-beware-broker-access-online-trading-account\/"},"modified":"2018-10-08T12:39:32","modified_gmt":"2018-10-08T16:39:32","slug":"investor-beware-broker-access-online-trading-account","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/investor-beware-broker-access-online-trading-account\/","title":{"rendered":"Investor Beware: Does Your Broker Have Access to Your Online Trading Account?"},"content":{"rendered":"<\/p>\n

\"Investor<\/p>\n

California broker, Angelo Talebi, finds himself in hot water with his firm and FINRA, as well as his clients.<\/h2>\n

Does your broker have your username and password for your online trading account? If so, does his current employer know that he does? If not, it could spell trouble for everyone involved.<\/p>\n

Take into account Royal Alliance Associated, Inc. broker Angel Talebi out of California according to FINRA records, or about December 2013, Talebi\u2019s customer from Royal Alliance Associates, Inc. moved his accounts<\/span><\/a> with Royal to another FINRA member firm that provided online trading. Without informing Royal, Talebi used the customer\u2019s login credentials to execute transactions through the customer\u2019s other FINRA member firm.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

California broker, Angelo Talebi, finds himself in hot water with his firm and FINRA, as well as his clients. Does your broker have your username and password for your online trading account? If so, does his current employer know that he does? If not, it could spell trouble for everyone involved. Take into account Royal […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[603],"tags":[365,366],"class_list":["post-2783","post","type-post","status-publish","format-standard","hentry","category-sec-investor-tips","tag-investor-beware","tag-online-trading-account"],"yoast_head":"\nInvestor Beware: Does Your Broker Have Access to Your Online Trading Account? — Securities Arbitration Lawyers Blog — March 22, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Investor Beware: Does Your Broker Have Access to Your Online Trading Account? on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/investor-beware-broker-access-online-trading-account\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Investor Beware: Does Your Broker Have Access to Your Online Trading Account? 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