{"id":2753,"date":"2016-06-11T00:00:00","date_gmt":"2016-06-11T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/west-palm-beach-based-rbc-broker-samuel-k-kolton-investigation-overconcentrating-customers-puerto-rico-bonds\/"},"modified":"2018-10-08T12:39:16","modified_gmt":"2018-10-08T16:39:16","slug":"west-palm-beach-based-rbc-broker-samuel-k-kolton-investigation-overconcentrating-customers-puerto-rico-bonds","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/west-palm-beach-based-rbc-broker-samuel-k-kolton-investigation-overconcentrating-customers-puerto-rico-bonds\/","title":{"rendered":"West Palm Beach-Based, RBC Broker Samuel K. Kolton Under Investigation for Overconcentrating Customers in Puerto Rico Bonds"},"content":{"rendered":"<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/\" target=\"_blank\">Silver Law Group<\/a> is investigating West Palm Beach, Florida-based RBC Capital Markets (\u201cRBC\u201d) broker Samuel K. Koltun <a href=\"https:\/\/brokercheck.finra.org\/Individual\/Summary\/1739664\"  target=\"_blank\">(CRD# 1739664)<\/a> for customer complaints alleging he unsuitably recommended and<a href=\"https:\/\/www.silverlaw.com\/securities-concentration-and-failure-to-diversify.html\"  target=\"_blank\"> overconcentrated<\/a> their portfolio in Puerto Rico bonds and failed to disclose the risks associated with such an investment.<\/p>\n<p>Koltun has six misconduct disclosures on his <a href=\"https:\/\/www.finra.org\"  target=\"_blank\">Financial Industry Regulatory Authority<\/a> (\u201cFINRA\u201d) BrokerCheck report, of which three have been reported in the past eight months.\u00a0 The three most recent complaints all allege overconcentration in Puerto Rico bonds.<\/p>\n<p>This isn\u2019t Koltun\u2019s first encounter with trouble, though, according to the report.\u00a0 FINRA suspended Koltun in 2004 for unsuitable recommendations he made to customers.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/west-palm-beach-based-rbc-broker-samuel-k-kolton-investigation-overconcentrating-customers-puerto-rico-bonds\/\"  title=\"Continue Reading West Palm Beach-Based, RBC Broker Samuel K. Kolton Under Investigation for Overconcentrating Customers in Puerto Rico Bonds\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating West Palm Beach, Florida-based RBC Capital Markets (\u201cRBC\u201d) broker Samuel K. Koltun (CRD# 1739664) for customer complaints alleging he unsuitably recommended and overconcentrated their portfolio in Puerto Rico bonds and failed to disclose the risks associated with such an investment. Koltun has six misconduct disclosures on his Financial Industry Regulatory [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-2753","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>West Palm Beach-Based, RBC Broker Samuel K. Kolton Under Investigation for Overconcentrating Customers in Puerto Rico Bonds &#8212; Securities Arbitration Lawyers Blog &#8212; June 11, 2016<\/title>\n<meta name=\"description\" content=\"If you lost money investing with Samuel K. Kolton or in Puerto Rico bonds, contact Silver Law Group today to speak to an experienced securities attorney\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/west-palm-beach-based-rbc-broker-samuel-k-kolton-investigation-overconcentrating-customers-puerto-rico-bonds\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"West Palm Beach-Based, RBC Broker Samuel K. Kolton Under Investigation for Overconcentrating Customers in Puerto Rico Bonds &#8212; Securities Arbitration Lawyers Blog &#8212; June 11, 2016\" \/>\n<meta name=\"twitter:description\" content=\"If you lost money investing with Samuel K. Kolton or in Puerto Rico bonds, contact Silver Law Group today to speak to an experienced securities attorney\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"West Palm Beach-Based, RBC Broker Samuel K. Kolton Under Investigation for Overconcentrating Customers in Puerto Rico Bonds &#8212; Securities Arbitration Lawyers Blog &#8212; June 11, 2016","description":"If you lost money investing with Samuel K. 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