{"id":2743,"date":"2016-08-01T00:00:00","date_gmt":"2016-08-01T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/barbara-fife-barred-securities-industry-two-decades\/"},"modified":"2018-10-08T12:39:15","modified_gmt":"2018-10-08T16:39:15","slug":"barbara-fife-barred-securities-industry-two-decades","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/barbara-fife-barred-securities-industry-two-decades\/","title":{"rendered":"Barbara Fife Barred from Securities Industry After Two Decades"},"content":{"rendered":"<p><h2><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2820\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Barbara-Fife-Barred-from-Securities-Industry-After-Two-Decades.jpg\" alt=\"Barbara Fife Barred from Securities Industry After Two Decades on silverlaw.com\" width=\"458\" height=\"305\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Barbara-Fife-Barred-from-Securities-Industry-After-Two-Decades.jpg 697w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Barbara-Fife-Barred-from-Securities-Industry-After-Two-Decades-300x200.jpg 300w\" sizes=\"auto, (max-width: 458px) 100vw, 458px\" \/><br \/>Allegations concerning customer funds lead to permanent FINRA bar<\/h2>\n<\/p>\n<p style=\"text-align: justify;\">Barbara Fife consented to the sanction that she failed to provide documents and information requested by FINRA during an investigation into accusations that she <a href=\"https:\/\/www.stopfraud.gov\/protect-yourself.html\"  target=\"_blank\"><span style=\"text-decoration: underline;\">converted funds<\/span><\/a> from a customer.<\/p>\n<p style=\"text-align: justify;\">In October of 2015, a client reported that she wrote checks directly to Fife and that the funds were never invested or deposited into the the customer\u2019s accounts. Damages in the amount of $257, 5000 were awarded to the client.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/barbara-fife-barred-securities-industry-two-decades\/\"  title=\"Continue Reading Barbara Fife Barred from Securities Industry After Two Decades\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations concerning customer funds lead to permanent FINRA bar Barbara Fife consented to the sanction that she failed to provide documents and information requested by FINRA during an investigation into accusations that she converted funds from a customer. In October of 2015, a client reported that she wrote checks directly to Fife and that the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599],"tags":[356,321],"class_list":["post-2743","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","tag-barbara-fife-barred","tag-securities-industry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Barbara Fife Barred from Securities Industry After Two Decades &#8212; Securities Arbitration Lawyers Blog &#8212; August 1, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Barbara Fife Barred from Securities Industry After Two Decades on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/barbara-fife-barred-securities-industry-two-decades\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Barbara Fife Barred from Securities Industry After Two Decades &#8212; 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