{"id":2742,"date":"2016-08-01T00:00:00","date_gmt":"2016-08-01T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/liam-okeefe-fraud-advisors-investigation\/"},"modified":"2018-10-08T12:39:13","modified_gmt":"2018-10-08T16:39:13","slug":"liam-okeefe-fraud-advisors-investigation","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/liam-okeefe-fraud-advisors-investigation\/","title":{"rendered":"Liam O\u2019Keefe, Fraud Advisors Investigation"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2823\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation.jpg\" alt=\"Liam O\u2019Keefe, Fraud Advisors Investigation on silverlaw.com\" width=\"549\" height=\"366\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation.jpg 881w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Liam-O\u2019Keefe-Fraud-Advisors-Investigation-768x512.jpg 768w\" sizes=\"auto, (max-width: 549px) 100vw, 549px\" \/><\/p>\n<h2>FINRA has barred Liam Gerald O\u2019Keefee alleging unauthorized trading, misappropriation of funds, and unsuitable recommendations.<\/h2>\n<p style=\"text-align: justify;\">As of October 20, 2015, Liam Gerald O\u2019Keefee has been permanently barred by FINRA.\u00a0O\u2019Keefee consented to the sanctions and to the findings that he did not provide the information and documents requested by FINRA.<\/p>\n<p style=\"text-align: justify;\">During his 16 years in the securities industry, O\u2019Keefee was most recently employed with Triad Advisors in Danbury, Connecticut from April to October, 2015. For the seven years preceding that, he worked at Merrill Lynch, Pierce, Fenner &amp; Smith in Southbury, Connecticut. He was also employed by Wachovia Securities, Prudential Securities, and Oppenheimer and Company.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/liam-okeefe-fraud-advisors-investigation\/\"  title=\"Continue Reading Liam O\u2019Keefe, Fraud Advisors Investigation\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>FINRA has barred Liam Gerald O\u2019Keefee alleging unauthorized trading, misappropriation of funds, and unsuitable recommendations. As of October 20, 2015, Liam Gerald O\u2019Keefee has been permanently barred by FINRA.\u00a0O\u2019Keefee consented to the sanctions and to the findings that he did not provide the information and documents requested by FINRA. During his 16 years in the [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[595],"tags":[354,355],"class_list":["post-2742","post","type-post","status-publish","format-standard","hentry","category-investment-fraud","tag-fraud-advisors-investigation","tag-liam-okeefe"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Liam O\u2019Keefe, Fraud Advisors Investigation &#8212; Securities Arbitration Lawyers Blog &#8212; August 1, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Liam O\u2019Keefe, Fraud Advisors Investigation on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/liam-okeefe-fraud-advisors-investigation\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Liam O\u2019Keefe, Fraud Advisors Investigation &#8212; 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