{"id":2736,"date":"2016-08-04T00:00:00","date_gmt":"2016-08-04T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/church-loses-135000-due-alleged-bad-advice-broker-betsy-marcom\/"},"modified":"2018-10-08T12:39:07","modified_gmt":"2018-10-08T16:39:07","slug":"church-loses-135000-due-alleged-bad-advice-broker-betsy-marcom","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/church-loses-135000-due-alleged-bad-advice-broker-betsy-marcom\/","title":{"rendered":"Church Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2812\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Church-Loses-135000-Due-to-Alleged-Bad-Advice-From-Broker-Betsy-Marcom.jpg\" alt=\"Church Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom on silverlaw.com\" width=\"455\" height=\"303\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Church-Loses-135000-Due-to-Alleged-Bad-Advice-From-Broker-Betsy-Marcom.jpg 1697w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Church-Loses-135000-Due-to-Alleged-Bad-Advice-From-Broker-Betsy-Marcom-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Church-Loses-135000-Due-to-Alleged-Bad-Advice-From-Broker-Betsy-Marcom-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Church-Loses-135000-Due-to-Alleged-Bad-Advice-From-Broker-Betsy-Marcom-1024x682.jpg 1024w\" sizes=\"auto, (max-width: 455px) 100vw, 455px\" \/><\/p>\n<h2>Broker fined $15,000 and suspended for four months as a result of FINRA investigation<\/h2>\n<p style=\"text-align: justify;\">After having <a href=\"https:\/\/brokercheck.finra.org\/Individual\/Summary\/1338591\"  target=\"_blank\"><span style=\"text-decoration: underline;\">damages granted<\/span><\/a> against her in the amount of $135,000 by a customer questioning the suitability of her investments in December 2012, Texas financial advisor Betsy B. Marcom (previously known as Betsy Bratton Perryman) is once again under scrutiny by FINRA.<\/p>\n<p style=\"text-align: justify;\">In a <a href=\"http:\/\/disciplinaryactions.finra.org\/Search\/ViewDocument\/63933\"  target=\"_blank\"><span style=\"text-decoration: underline;\">disciplinary action<\/span><\/a> dated November 19, 2015, the Next Financial Group, Inc. financial advisor, Betsy Marcom, accepted and consented (without admitting or denying the findings) to the entry of FINRA findings that stated:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/church-loses-135000-due-alleged-bad-advice-broker-betsy-marcom\/\"  title=\"Continue Reading Church Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Broker fined $15,000 and suspended for four months as a result of FINRA investigation After having damages granted against her in the amount of $135,000 by a customer questioning the suitability of her investments in December 2012, Texas financial advisor Betsy B. Marcom (previously known as Betsy Bratton Perryman) is once again under scrutiny by [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[595],"tags":[344,345],"class_list":["post-2736","post","type-post","status-publish","format-standard","hentry","category-investment-fraud","tag-alleged-bad-advice-from-broker","tag-betsy-marcom"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Church Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom &#8212; Securities Arbitration Lawyers Blog &#8212; August 4, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Church Loses $135,000 Due to Alleged Bad Advice From Broker Betsy Marcom on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, 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