{"id":2723,"date":"2016-08-11T00:00:00","date_gmt":"2016-08-11T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/allegations-sales-practice-violations-cloud-broker-kenneth-dlouhy-s-record\/"},"modified":"2018-10-08T12:38:57","modified_gmt":"2018-10-08T16:38:57","slug":"allegations-sales-practice-violations-cloud-broker-kenneth-dlouhy-s-record","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/allegations-sales-practice-violations-cloud-broker-kenneth-dlouhy-s-record\/","title":{"rendered":"Allegations of Sales Practice Violations Cloud Broker Kenneth Dlouhy \u2018s Record"},"content":{"rendered":"<\/p>\n

\"Allegations<\/p>\n

FINRA permanently bars Capstone Research Inc. broker from associating with any member firm.<\/h2>\n

After 22 years in the financial services industry, New Jersey-based broker Kenneth Dlouhy is no longer eligible to associate in any capacity with any FINRA member firm. This permanent suspension comes as a result of Dlouhy\u2019s failure to respond to a FINRA request for information during an investigation.<\/p>\n

A closer look at Dlouhy’s BrokerCheck record<\/span><\/a> shows numerous customer disputes dating back to 1998, with the most recent dispute filed in late 2015. Included in many of the disputes are allegations against Dlouhy that include unsuitability<\/span><\/a>, unauthorized trading<\/span><\/a>, misrepresentation<\/span><\/a>, churning<\/span><\/a>, negligence<\/span><\/a>, breach of fiduciary duty<\/span><\/a>, breach of contract and violations of state securities laws. Damage amounts requested against Dlouhy throughout his career exceed $2.2M.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

FINRA permanently bars Capstone Research Inc. broker from associating with any member firm. After 22 years in the financial services industry, New Jersey-based broker Kenneth Dlouhy is no longer eligible to associate in any capacity with any FINRA member firm. This permanent suspension comes as a result of Dlouhy\u2019s failure to respond to a FINRA […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589],"tags":[327,328],"class_list":["post-2723","post","type-post","status-publish","format-standard","hentry","category-churning-2","tag-kenneth-dlouhy-s","tag-sales-practice-violations"],"yoast_head":"\nAllegations of Sales Practice Violations Cloud Broker Kenneth Dlouhy \u2018s Record — Securities Arbitration Lawyers Blog — August 11, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Allegations of Sales Practice Violations Cloud Broker Kenneth Dlouhy \u2018s Record on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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