{"id":2722,"date":"2016-08-11T00:00:00","date_gmt":"2016-08-11T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/georgia-broker-clay-hoffman-suspended-finra\/"},"modified":"2018-10-08T12:38:53","modified_gmt":"2018-10-08T16:38:53","slug":"georgia-broker-clay-hoffman-suspended-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/georgia-broker-clay-hoffman-suspended-finra\/","title":{"rendered":"Georgia Broker Clay Hoffman Suspended by FINRA"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2872\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Georgia-Broker-Clay-Hoffman-Suspended-by-FINRA.jpg\" alt=\"Georgia Broker Clay Hoffman Suspended by FINRA on silverlaw.com\" width=\"408\" height=\"272\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Georgia-Broker-Clay-Hoffman-Suspended-by-FINRA.jpg 982w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Georgia-Broker-Clay-Hoffman-Suspended-by-FINRA-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Georgia-Broker-Clay-Hoffman-Suspended-by-FINRA-768x511.jpg 768w\" sizes=\"auto, (max-width: 408px) 100vw, 408px\" \/><\/p>\n<h2>Allegations include unauthorized trading, misrepresentation and unsuitable investment recommedations<\/h2>\n<p style=\"text-align: justify;\">Clay Hoffman, who has been working in the financial services industry since 2001, has seven customer complaints against him, four pending complaints, several disputes, and was been terminated by Suntrust Investment Services after the firm conducted a review of his client account transactions. Hoffman was employed with SunTrust from 2007 to 2013. His employment history also includes working for Merrill Lynch in Ponte Vedra Beach, Florida and for Edward Jones in both Tifton, Georgia and St. Louis, Missouri.<\/p>\n<p style=\"text-align: justify;\">According to FINRA, Hoffman is accused of:<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/georgia-broker-clay-hoffman-suspended-finra\/\"  title=\"Continue Reading Georgia Broker Clay Hoffman Suspended by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations include unauthorized trading, misrepresentation and unsuitable investment recommedations Clay Hoffman, who has been working in the financial services industry since 2001, has seven customer complaints against him, four pending complaints, several disputes, and was been terminated by Suntrust Investment Services after the firm conducted a review of his client account transactions. Hoffman was employed [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[590],"tags":[326,9],"class_list":["post-2722","post","type-post","status-publish","format-standard","hentry","category-misrepresentation-and-omission-of-material-facts","tag-clay-hoffman-suspended","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Georgia Broker Clay Hoffman Suspended by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 11, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Georgia Broker Clay Hoffman Suspended by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/georgia-broker-clay-hoffman-suspended-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Georgia Broker Clay Hoffman Suspended by FINRA &#8212; 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