{"id":2720,"date":"2016-08-12T00:00:00","date_gmt":"2016-08-12T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/new-york-broker-john-labarca-permanently-barred-securities-industry\/"},"modified":"2018-10-08T12:38:55","modified_gmt":"2018-10-08T16:38:55","slug":"new-york-broker-john-labarca-permanently-barred-securities-industry","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/new-york-broker-john-labarca-permanently-barred-securities-industry\/","title":{"rendered":"New York Broker John Labarca Permanently Barred from the Securities Industry"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2878\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-John-Labarca-Permanently-Barred-from-the-Securities-Industry.jpg\" alt=\"New York Broker John Labarca Permanently Barred from the Securities Industry on silverlaw.com\" width=\"480\" height=\"291\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-John-Labarca-Permanently-Barred-from-the-Securities-Industry.jpg 893w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-John-Labarca-Permanently-Barred-from-the-Securities-Industry-300x182.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/New-York-Broker-John-Labarca-Permanently-Barred-from-the-Securities-Industry-768x465.jpg 768w\" sizes=\"auto, (max-width: 480px) 100vw, 480px\" \/><\/p>\n<h2>24-year career ends amid allegations of breach of fiduciary duty and negligence<\/h2>\n<p style=\"text-align: justify;\">Allegations made against John Labarca, a broker that was formerly employed by National Securities Corporation in New Jersey, include <a href=\"https:\/\/www.silverlaw.com\/unauthorized-trading.html\"  target=\"_blank\"><span style=\"text-decoration: underline;\">executing unauthorized transactions<\/span><\/a>, <a href=\"https:\/\/www.silverlaw.com\/breach-of-fiduciary-duty.html\"  target=\"_blank\"><span style=\"text-decoration: underline;\">breach of fiduciary duty<\/span><\/a> and <a href=\"https:\/\/www.silverlaw.com\/securities-arbitration\/finra-sales-practice-violations\/negligence\/\"  target=\"_blank\"><span style=\"text-decoration: underline;\">acting negligently<\/span><\/a>.<\/p>\n<p style=\"text-align: justify;\">FINRA requested that he provide information and documentation in connection with their investigation of the allegations made against him, but Labarca refused to respond or cooperate with the request. As a result, he was permanently barred from the industry.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/new-york-broker-john-labarca-permanently-barred-securities-industry\/\"  title=\"Continue Reading New York Broker John Labarca Permanently Barred from the Securities Industry\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>24-year career ends amid allegations of breach of fiduciary duty and negligence Allegations made against John Labarca, a broker that was formerly employed by National Securities Corporation in New Jersey, include executing unauthorized transactions, breach of fiduciary duty and acting negligently. FINRA requested that he provide information and documentation in connection with their investigation of [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599],"tags":[324,321],"class_list":["post-2720","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","tag-john-labarca","tag-securities-industry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>New York Broker John Labarca Permanently Barred from the Securities Industry &#8212; Securities Arbitration Lawyers Blog &#8212; August 12, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article New York Broker John Labarca Permanently Barred from the Securities Industry on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/new-york-broker-john-labarca-permanently-barred-securities-industry\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"New York Broker John Labarca Permanently Barred from the Securities Industry &#8212; 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