{"id":2710,"date":"2016-08-19T00:00:00","date_gmt":"2016-08-19T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/baton-rouge-broker-ralph-savoie-permanently-barred-finra\/"},"modified":"2018-10-08T12:38:52","modified_gmt":"2018-10-08T16:38:52","slug":"baton-rouge-broker-ralph-savoie-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/baton-rouge-broker-ralph-savoie-permanently-barred-finra\/","title":{"rendered":"Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-2906\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Baton-Rouge-Broker-Ralph-Savoie-Permanently-Barred-by-FINRA.jpg\" alt=\"Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA on silverlaw.com\" width=\"377\" height=\"254\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Baton-Rouge-Broker-Ralph-Savoie-Permanently-Barred-by-FINRA.jpg 780w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Baton-Rouge-Broker-Ralph-Savoie-Permanently-Barred-by-FINRA-300x202.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Baton-Rouge-Broker-Ralph-Savoie-Permanently-Barred-by-FINRA-768x517.jpg 768w\" sizes=\"auto, (max-width: 377px) 100vw, 377px\" \/><\/p>\n<h2>Ralph Savoie refused to respond to requests for information from the FINRA.<\/h2>\n<p style=\"text-align: justify;\">After 40 years in the financial services industry, Ralph Savoie has been permanently barred by the FINRA. His most recent place of employment was as a broker for the firm Cambridge Investment Research in Metairie, Louisiana where he worked from 2013 to 2015.\u00a0He also worked for ING Financial Partners in Baton Rouge from March 2007 to July 2013.<\/p>\n<p style=\"text-align: justify;\">FINRA barred Savoie as a result of his refusal to respond to requests for information pertaining to an investigation. He is being investigated for misappropriating funds of $665,000 from one client and for outside business activity without approval. He has also been accused of fraud for selling a client a life insurance policy that was priced well beyond the client\u2019s means.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/baton-rouge-broker-ralph-savoie-permanently-barred-finra\/\"  title=\"Continue Reading Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Ralph Savoie refused to respond to requests for information from the FINRA. After 40 years in the financial services industry, Ralph Savoie has been permanently barred by the FINRA. His most recent place of employment was as a broker for the firm Cambridge Investment Research in Metairie, Louisiana where he worked from 2013 to 2015.\u00a0He [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[599],"tags":[310,9],"class_list":["post-2710","post","type-post","status-publish","format-standard","hentry","category-securities-arbitration","tag-baton-rouge","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; August 19, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/baton-rouge-broker-ralph-savoie-permanently-barred-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Baton Rouge Broker Ralph Savoie Permanently Barred by FINRA &#8212; 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