{"id":2693,"date":"2016-09-15T00:00:00","date_gmt":"2016-09-15T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-arbitration-rbc-lisa-lowi\/"},"modified":"2018-10-08T12:38:51","modified_gmt":"2018-10-08T16:38:51","slug":"finra-arbitration-rbc-lisa-lowi","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-arbitration-rbc-lisa-lowi\/","title":{"rendered":"Silver Law Group Files another FINRA Arbitration Complaint Against RBC Capital Markets for Unsuitable Recommendations in the Oil and Gas Industry"},"content":{"rendered":"

Silver Law Group has filed a FINRA arbitration complaint against RBC Capital Markets, LLC (CRD# 31194)<\/a> for unsuitable recommendations to invest in oil and gas securities.<\/p>\n

Our client, an older individual, had been working with her RBC broker, Lisa J. Lowi (CRD# 1347790)<\/a>, for many years.\u00a0 Our client alleges she was primarily invested in high-quality bonds to ensure healthy and consistent income for herself in her retirement years.<\/p>\n

Rather than investing in conservative investments the client alleges, Lowi pushed oil and gas investments, including master limited partnerships (\u201cMLPs\u201d), and overconcentrated our client in the industry.\u00a0 Lowi failed to disclose the high risks that come with investing in the oil and gas industry.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group has filed a FINRA arbitration complaint against RBC Capital Markets, LLC (CRD# 31194) for unsuitable recommendations to invest in oil and gas securities. Our client, an older individual, had been working with her RBC broker, Lisa J. Lowi (CRD# 1347790), for many years.\u00a0 Our client alleges she was primarily invested in high-quality […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-2693","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"\nFINRA Arbitration against RBC Capital Markets and Lisa J. Lowi; Oil\/Gas<\/title>\n<meta name=\"description\" content=\"Silver Law Group files another FINRA arbitration against RBC Capital Markets and broker Lisa J. 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