{"id":2689,"date":"2016-09-20T00:00:00","date_gmt":"2016-09-20T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/minnesota-broker-mark-david-holt-barred-finra\/"},"modified":"2018-10-08T12:38:20","modified_gmt":"2018-10-08T16:38:20","slug":"minnesota-broker-mark-david-holt-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/minnesota-broker-mark-david-holt-barred-finra\/","title":{"rendered":"Minnesota Broker Mark David Holt Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"Minnesota<\/p>\n

Holt has lost his license and been permanently barred by the regulatory agency<\/h2>\n

Mark D. Holt has lost his license and can no longer act as a broker or representative in the financial services industry. According to the Financial Industry Regulatory Authority (FINRA), Holt is the subject of 11 disclosures, several customer complaints, two criminal complaints, and one regulatory sanction.<\/p>\n

His 14-year career included work for several firms, most recently with Harbour Investments in North Oaks, Minnesota from 2007 to 2013, and before that with Geneos Wealth Management in Shoreview, Minnesota from 2005 to 2007. He was also employed by Linsco\/Private Ledger Corporation in Boston, Massachusetts from 2000 through 2005 and by Securities America in Lavista, Nebraska from 1999 through 2000.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Holt has lost his license and been permanently barred by the regulatory agency Mark D. Holt has lost his license and can no longer act as a broker or representative in the financial services industry. According to the Financial Industry Regulatory Authority (FINRA), Holt is the subject of 11 disclosures, several customer complaints, two criminal […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2689","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nMinnesota Broker Mark David Holt Barred by FINRA — Securities Arbitration Lawyers Blog — September 20, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Minnesota Broker Mark David Holt Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/minnesota-broker-mark-david-holt-barred-finra\/\" 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