{"id":2687,"date":"2016-09-21T00:00:00","date_gmt":"2016-09-21T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-filed-complaint-broker-jeffrey-krupnick\/"},"modified":"2018-10-08T12:38:17","modified_gmt":"2018-10-08T16:38:17","slug":"finra-filed-complaint-broker-jeffrey-krupnick","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-filed-complaint-broker-jeffrey-krupnick\/","title":{"rendered":"FINRA Has Filed a Complaint Against Broker Jeffrey Krupnick"},"content":{"rendered":"<\/p>\n

\"FINRA<\/p>\n

The Sarasota, Florida broker is alleged to have improperly converted funds<\/h2>\n

The Financial Industry Regulatory Authority (FINRA) has filed a complaint against broker Jeffrey Krupnick, alleging that he converted a family member\u2019s funds for personal use. The Sarasota broker has been working in the financial services industry for 15 years and had been employed by Ameriprise Financial Services in Sarasota since August of 2015.<\/p>\n

He was also employed by Merrill Lynch, Pierce, Fenner and Smith in New York, New York from 2001 through 2004, Citigroup Global Markets in Venice, Florida from 2004 through 2008, Wells Fargo Advisors in Sarasota from 2008 through 2014, and JHS Capital Advisors in Sarasota from January through August 2015.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The Sarasota, Florida broker is alleged to have improperly converted funds The Financial Industry Regulatory Authority (FINRA) has filed a complaint against broker Jeffrey Krupnick, alleging that he converted a family member\u2019s funds for personal use. The Sarasota broker has been working in the financial services industry for 15 years and had been employed by […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2687","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nFINRA Has Filed a Complaint Against Broker Jeffrey Krupnick — Securities Arbitration Lawyers Blog — September 21, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article FINRA Has Filed a Complaint Against Broker Jeffrey Krupnick on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-filed-complaint-broker-jeffrey-krupnick\/\" \/>\n<meta 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