{"id":2683,"date":"2016-09-30T00:00:00","date_gmt":"2016-09-30T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-suspends-rafael-moreno-not-disclosing-outside-business-activity\/"},"modified":"2018-10-08T12:38:13","modified_gmt":"2018-10-08T16:38:13","slug":"finra-suspends-rafael-moreno-not-disclosing-outside-business-activity","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspends-rafael-moreno-not-disclosing-outside-business-activity\/","title":{"rendered":"FINRA Suspends Rafael Moreno for Not Disclosing Outside Business Activity"},"content":{"rendered":"<\/p>\n

\"FINRA<\/p>\n

In addition to his 30-day suspension, the Florida broker was also fined<\/h2>\n

In April of this year, Rafael Moreno accepted the sanctions levied against him by the Financial Industry Regulatory Authority (FINRA) for charges related to conducting outside business activity. As a result, the broker was fined and suspended.<\/p>\n

First registered with Donaldson, Lufkin & Jenrette Securities Corporation of Jersey City, NJ, Moreno has been employed with Mora Wealth Management LLC in Miami since October of 2012.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

In addition to his 30-day suspension, the Florida broker was also fined In April of this year, Rafael Moreno accepted the sanctions levied against him by the Financial Industry Regulatory Authority (FINRA) for charges related to conducting outside business activity. As a result, the broker was fined and suspended. First registered with Donaldson, Lufkin & […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2683","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nFINRA Suspends Rafael Moreno for Not Disclosing Outside Business Activity — Securities Arbitration Lawyers Blog — September 30, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article FINRA Suspends Rafael Moreno for Not Disclosing Outside Business Activity on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finra-suspends-rafael-moreno-not-disclosing-outside-business-activity\/\" \/>\n<meta name=\"twitter:card\" 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