{"id":2674,"date":"2016-11-07T00:00:00","date_gmt":"2016-11-07T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/finra-suspended-broker-edward-r-segur\/"},"modified":"2018-10-08T12:38:08","modified_gmt":"2018-10-08T16:38:08","slug":"finra-suspended-broker-edward-r-segur","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finra-suspended-broker-edward-r-segur\/","title":{"rendered":"FINRA Suspended Broker Edward R. Segur"},"content":{"rendered":"<\/p>\n

\"FINRA<\/p>\n

Allegations against the New York broker include placing orders without a customer\u2019s consent<\/h2>\n

According to the Financial Industry Regulatory Authority (FINRA), New York broker Edward R. Segur III is alleged to have opened and traded funds in an outside account opened in his wife\u2019s name, in violation of his firm\u2019s written supervisory procedures (WSPs), and to have accepted orders from a customer\u2019s husband without the customer\u2019s consent. Segur was suspended for 30 days, which ended on July 19th, 2016.<\/p>\n

Segur currently works at Fordham Financial Management, Inc., where he has been registered since April 2015. Previously, he was employed at Four Points Capital Partners (Nov. to May 2015), Blackwell Capital Markets, Inc. (Oct. 2012 to Nov. 2013), and Rockwell Global Capital, LLC (Apr. 2012 to Oct. 2012), all in New York, among many other prior firms.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegations against the New York broker include placing orders without a customer\u2019s consent According to the Financial Industry Regulatory Authority (FINRA), New York broker Edward R. Segur III is alleged to have opened and traded funds in an outside account opened in his wife\u2019s name, in violation of his firm\u2019s written supervisory procedures (WSPs), and […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2674","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nFINRA Suspended Broker Edward R. Segur — Securities Arbitration Lawyers Blog — November 7, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article FINRA Suspended Broker Edward R. 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