{"id":2643,"date":"2016-12-29T00:00:00","date_gmt":"2016-12-29T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/michael-siegel-suspended-permanently-barred-finra\/"},"modified":"2018-10-08T12:37:56","modified_gmt":"2018-10-08T16:37:56","slug":"michael-siegel-suspended-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-siegel-suspended-permanently-barred-finra\/","title":{"rendered":"Michael Siegel Suspended and then Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"Michael<\/p>\n

The New Jersey broker faces an assortment of serious allegations<\/h2>\n

Michael Siegel is no longer allowed to have anything to do with any member firms of the Financial Industry Regulatory Authority (FINRA). First suspended in July of 2016, Siegel was later permanently barred by FINRA for failing to respond to the agency\u2019s request for information.<\/p>\n

Beginning with Broadway Financial Investment Securities Corp. in 1989, over the next three decades, Siegel was registered with firms in St. Louis, San Diego, and New York City. Primarily, though, he conducted business out of New Jersey, last working for National Securities Corporation in Edison in May of 2016.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The New Jersey broker faces an assortment of serious allegations Michael Siegel is no longer allowed to have anything to do with any member firms of the Financial Industry Regulatory Authority (FINRA). First suspended in July of 2016, Siegel was later permanently barred by FINRA for failing to respond to the agency\u2019s request for information. […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2643","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nMichael Siegel Suspended and then Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — December 29, 2016<\/title>\n<meta name=\"description\" content=\"Check out the new article Michael Siegel Suspended and then Permanently Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/michael-siegel-suspended-permanently-barred-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Michael Siegel 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