{"id":2636,"date":"2017-01-04T00:00:00","date_gmt":"2017-01-04T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/scott-alcus-fails-to-comply-with-arbitration-award-or-settlement\/"},"modified":"2017-07-27T13:56:48","modified_gmt":"2017-07-27T17:56:48","slug":"scott-alcus-fails-to-comply-with-arbitration-award-or-settlement","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/scott-alcus-fails-to-comply-with-arbitration-award-or-settlement\/","title":{"rendered":"Former Morgan Stanley Broker Under Investigation After FINRA Bars Him for Failing to Comply With a Settlement Agreement"},"content":{"rendered":"

Silver Law Group is investigating former New York-based\u00a0Morgan Stanley (CRD# 149777)<\/a> broker Scott P. Alcus (CRD# 2983730<\/a>) after FINRA barred him for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.<\/p>\n

According to Alcus\u2019s FINRA BrokerCheck Report, Alcus was barred in May 2014 when Alcus failed to respond to a FINRA inquiry for information.\u00a0 But, more recently, FINRA further sanctioned Alcus on September 2016 when he failed to comply with a settlement agreement or arbitration award.<\/p>\n

Alcus has four other disclosures on his BrokerCheck report.\u00a0 Two of the disclosures, both filed in November 2013, were FINRA arbitrations that settled.\u00a0 The first alleged unauthorized transactions made in Alcus\u2019s client\u2019s account and settled for $10 million.\u00a0 The second alleged unsuitable recommendations in addition to unauthorized trading and settled for $350,000.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former New York-based\u00a0Morgan Stanley (CRD# 149777) broker Scott P. Alcus (CRD# 2983730) after FINRA barred him for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance. According to Alcus\u2019s FINRA BrokerCheck Report, Alcus […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-2636","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"\nFormer New York Morgan Stanley Broker Permanently Barred by FINRA<\/title>\n<meta name=\"description\" content=\"If you have invested with Scott P. Alcus and Morgan Stanley and lost money, contact our firm to learn how you can try and recover your losses\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/scott-alcus-fails-to-comply-with-arbitration-award-or-settlement\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former New York Morgan Stanley Broker Permanently Barred by FINRA\" \/>\n<meta name=\"twitter:description\" content=\"If you have invested with Scott P. Alcus and Morgan Stanley and lost money, contact our firm to learn how you can try and recover your losses\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Former New York Morgan Stanley Broker Permanently Barred by FINRA","description":"If you have invested with Scott P. 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