{"id":2625,"date":"2017-01-11T00:00:00","date_gmt":"2017-01-11T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/new-jersey-broker-david-seigerman-permanently-barred-finra\/"},"modified":"2018-10-08T12:37:51","modified_gmt":"2018-10-08T16:37:51","slug":"new-jersey-broker-david-seigerman-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/new-jersey-broker-david-seigerman-permanently-barred-finra\/","title":{"rendered":"New Jersey Broker David Seigerman is Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"New<\/p>\n

Failure to respond to agency request ends Seigerman\u2019s securities industry career<\/h2>\n

According to the Financial Industry Regulatory Authority (FINRA), New Jersey-based broker David Seigerman failed to respond to the agency\u2019s request for information and a result has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public.<\/p>\n

Working as a broker in the securities industry for twenty years, customer complaints about Seigerman\u2019s performance began in 2007. Since then, there have been five customer disputes filed against him, according to his FINRA BrokerCheck report<\/span><\/a>. Damage amounts requested against Seigerman exceed $1.3 million from customers claiming he engaged in unauthorized trading, breach of fiduciary duty<\/span><\/a>, and unsuitability<\/span><\/a>, among other allegations.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Failure to respond to agency request ends Seigerman\u2019s securities industry career According to the Financial Industry Regulatory Authority (FINRA), New Jersey-based broker David Seigerman failed to respond to the agency\u2019s request for information and a result has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2625","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nNew Jersey Broker David Seigerman is Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — January 11, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article New Jersey Broker David Seigerman is Permanently Barred by 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