{"id":2608,"date":"2017-01-23T00:00:00","date_gmt":"2017-01-23T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/woodstock-financial-group-glenn-mcdowell\/"},"modified":"2017-07-27T13:41:17","modified_gmt":"2017-07-27T17:41:17","slug":"woodstock-financial-group-glenn-mcdowell","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/woodstock-financial-group-glenn-mcdowell\/","title":{"rendered":"Former New York Woodstock Financial Group Broker Glenn McDowell Under Investigation"},"content":{"rendered":"

Silver Law Group is investigating former New York, New York-based Woodstock Financial Group, Inc. (CRD# 38095)<\/a> broker Glenn McDowell (CRD# 2748337)<\/a> after the broker was named in a FINRA complaint alleging unauthorized activity in a customer account.<\/p>\n

According to McDowell\u2019s FINRA BrokerCheck report, FINRA named McDowell in a complaint in October 2016 alleging that McDowell executed unauthorized transactions in the account of a customer without first obtaining authorization.\u00a0 Further, the complaint alleges the customer\u2019s individual brokerage account was not a discretionary account, the customer never executed a discretionary account agreement, and McDowell\u2019s member firm prohibited any discretionary trading.\u00a0 McDowell earned approximately $5,300 in commissions for these transactions, according to the BrokerCheck report.<\/p>\n

This complaint follows a discharge by McDowell\u2019s former brokerage firm, National Securities Corporation (CRD# 7569)<\/a> in Brooklyn, New York.\u00a0 According to McDowell\u2019s BrokerCheck, McDowell was terminated upon review of allegations in a customer complaint alleging unauthorized trades and poor performance.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former New York, New York-based Woodstock Financial Group, Inc. (CRD# 38095) broker Glenn McDowell (CRD# 2748337) after the broker was named in a FINRA complaint alleging unauthorized activity in a customer account. According to McDowell\u2019s FINRA BrokerCheck report, FINRA named McDowell in a complaint in October 2016 alleging that McDowell […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[],"class_list":["post-2608","post","type-post","status-publish","format-standard","hentry","category-all-releases"],"yoast_head":"\nFormer New York Woodstock Financial Broker Glenn McDowell Under Investigation<\/title>\n<meta name=\"description\" content=\"If you have lost money investing with Glenn McDowell and Woodstock Financial Group, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/woodstock-financial-group-glenn-mcdowell\/\" \/>\n<meta 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