{"id":2594,"date":"2017-01-26T00:00:00","date_gmt":"2017-01-26T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/ameritas-investment-broker-nathan-silva-permanently-barred-finra\/"},"modified":"2018-10-08T12:37:44","modified_gmt":"2018-10-08T16:37:44","slug":"ameritas-investment-broker-nathan-silva-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/ameritas-investment-broker-nathan-silva-permanently-barred-finra\/","title":{"rendered":"Ameritas Investment Broker Nathan Silva Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"Ameritas<\/p>\n

Prior to the regulatory action, Ameritas Investment discharged Silva for violating firm policy<\/h2>\n

After seven years in the securities industry, Omaha, Nebraska broker Nathan Silva<\/span><\/a> has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The Financial Regulatory Authority (FINRA) report on Silva\u2019s actions indicates that he spent his entire career with Ameritas Investment Corporation.<\/p>\n

According to his FINRA BrokerCheck report, Silva was discharged from Ameritas Investment in November of 2014 for violating firm policy. The allegations against him from his former employer include commingling of client funds, participating in non-approved, outside business activities, and using a non-approved method of communication (texting) all of which are violations of firm policies.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Prior to the regulatory action, Ameritas Investment discharged Silva for violating firm policy After seven years in the securities industry, Omaha, Nebraska broker Nathan Silva has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The Financial Regulatory Authority (FINRA) report on Silva\u2019s actions indicates […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2594","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nAmeritas Investment Broker Nathan Silva Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — January 26, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Ameritas Investment Broker Nathan Silva Permanently Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/ameritas-investment-broker-nathan-silva-permanently-barred-finra\/\" \/>\n<meta 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