{"id":2591,"date":"2017-01-27T00:00:00","date_gmt":"2017-01-27T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/dawson-james-securities-broker-steven-colacurcio-suspended-fined-finra\/"},"modified":"2018-10-08T12:37:40","modified_gmt":"2018-10-08T16:37:40","slug":"dawson-james-securities-broker-steven-colacurcio-suspended-fined-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/dawson-james-securities-broker-steven-colacurcio-suspended-fined-finra\/","title":{"rendered":"Dawson James Securities Broker Steven Colacurcio Suspended and Fined by FINRA"},"content":{"rendered":"<\/p>\n

\"Dawson<\/p>\n

The Boca Raton broker allegedly exercised discretionary power without the consent of a customer or his member firm<\/h2>\n

In August 2016, the Financial Industry Regulatory Authority (FINRA) took action against Boca Raton-based broker Steven Colacurcio<\/span><\/a>. The Dawson James Securities broker was fined $5,000 and suspended for 15 business days by FINRA for allegedly exercising discretionary power in a customer\u2019s account without obtaining prior written authorization from the customer, and without having the account accepted as a discretionary account by his employing member firm.<\/p>\n

Previous customer disputes filed against Steven Colacurcio include allegations of breach of contract, negligence<\/span><\/a>, breach of fiduciary duty, and misrepresentation<\/span><\/a>. Misrepresentation occurs when a broker \u201cintentionally or fraudulently misrepresents a material fact or omits material information related to a security,\u201d and it can result in legal action, including the possible recovery of losses through securities arbitration.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The Boca Raton broker allegedly exercised discretionary power without the consent of a customer or his member firm In August 2016, the Financial Industry Regulatory Authority (FINRA) took action against Boca Raton-based broker Steven Colacurcio. The Dawson James Securities broker was fined $5,000 and suspended for 15 business days by FINRA for allegedly exercising discretionary […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2591","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nDawson James Securities Broker Steven Colacurcio Suspended and Fined by FINRA — Securities Arbitration Lawyers Blog — January 27, 2017<\/title>\n<meta name=\"description\" content=\"Check out the article Dawson James Securities Broker Steven Colacurcio Suspended and Fined by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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