{"id":2587,"date":"2017-02-10T00:00:00","date_gmt":"2017-02-10T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/lpl-financial-dominic-t-debruin\/"},"modified":"2018-10-08T12:38:05","modified_gmt":"2018-10-08T16:38:05","slug":"lpl-financial-dominic-t-debruin","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/lpl-financial-dominic-t-debruin\/","title":{"rendered":"Arizona LPL Financial Broker Dominic T. DeBruin Under Investigation After FINRA Bar"},"content":{"rendered":"<\/p>\n<p>Silver Law Group is investigating former Arizona-based <a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/6413\" target=\"_blank\">LPL Financial LLC (CRD# 6413)<\/a> broker <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2788196\" target=\"_blank\">Dominic T. DeBruin (CRD# 2788196)<\/a> after FINRA permanently barred the broker.<\/p>\n<p>According to DeBruin\u2019s FINRA BrokerCheck report, FINRA permanently barred DeBruin from acting as a broker or otherwise associating with firms that sell securities to the public.<\/p>\n<p>According to the FINRA BrokerCheck report, DeBruin, without admitting or denying the findings, consented to FINRA entry of findings that he refused to provide information and documents and to appear for on-the-record testimony as requested by FINRA.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/lpl-financial-dominic-t-debruin\/\"  title=\"Continue Reading Arizona LPL Financial Broker Dominic T. DeBruin Under Investigation After FINRA Bar\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating former Arizona-based LPL Financial LLC (CRD# 6413) broker Dominic T. DeBruin (CRD# 2788196) after FINRA permanently barred the broker. According to DeBruin\u2019s FINRA BrokerCheck report, FINRA permanently barred DeBruin from acting as a broker or otherwise associating with firms that sell securities to the public. According to the FINRA BrokerCheck [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[226,48,39,227],"class_list":["post-2587","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct","tag-dominic-t-debruin","tag-finra-bar","tag-lpl-financial","tag-waddell-reed"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Arizona LPL Financial Broker Dominic T. DeBruin Under Investigation After FINRA Bar &#8212; Securities Arbitration Lawyers Blog &#8212; February 10, 2017<\/title>\n<meta name=\"description\" content=\"If you have lost money investing with Dominic T. DeBruin and LPL Financial, contact our firm to learn how you can try and recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/lpl-financial-dominic-t-debruin\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Arizona LPL Financial Broker Dominic T. DeBruin Under Investigation After FINRA Bar &#8212; Securities Arbitration Lawyers Blog &#8212; February 10, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you have lost money investing with Dominic T. DeBruin and LPL Financial, contact our firm to learn how you can try and recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Arizona LPL Financial Broker Dominic T. DeBruin Under Investigation After FINRA Bar &#8212; Securities Arbitration Lawyers Blog &#8212; February 10, 2017","description":"If you have lost money investing with Dominic T. 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