{"id":2586,"date":"2017-02-17T00:00:00","date_gmt":"2017-02-17T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/clouded-allegations-feltl-company-broker-lance-ziesemer-permanently-barred-finra\/"},"modified":"2018-10-08T12:37:34","modified_gmt":"2018-10-08T16:37:34","slug":"clouded-allegations-feltl-company-broker-lance-ziesemer-permanently-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/clouded-allegations-feltl-company-broker-lance-ziesemer-permanently-barred-finra\/","title":{"rendered":"Clouded by Allegations, FELTL & Company Broker Lance Ziesemer is Permanently Barred by FINRA"},"content":{"rendered":"<\/p>\n

\"Clouded<\/p>\n

Ziesemer\u2019s 22-year career ends with numerous customer disputes and damages requested against him of almost $2M<\/h2>\n

Wayzata, MN broker Lance Ziesemer began facing customer complaints in May 2007 when the first registered complaint against him showed up on his BrokerCheck report<\/span><\/a>. Ziesemer had just started his employment with FELTL & Company when a customer lodged a complaint alleging unauthorized trading<\/span><\/a>, unsuitability<\/span><\/a>, and inappropriate margin use during the time period of February 1998 and April 2000. In this case, the requested damages equaled just over $102,000.<\/p>\n

In November 2008, it is reported that Ziesemer settled away with two customers in an attempt to prevent them from filing a claim, resulting in a Financial Regulatory Authority (FINRA) action against the broker requiring a 20-day suspension and $5,000 Civil and Administrative Penalty\/Fine.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Ziesemer\u2019s 22-year career ends with numerous customer disputes and damages requested against him of almost $2M Wayzata, MN broker Lance Ziesemer began facing customer complaints in May 2007 when the first registered complaint against him showed up on his BrokerCheck report. Ziesemer had just started his employment with FELTL & Company when a customer lodged […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2586","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nClouded by Allegations, FELTL & Company Broker Lance Ziesemer is Permanently Barred by FINRA — Securities Arbitration Lawyers Blog — February 17, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Clouded by Allegations, FELTL & Company Broker Lance Ziesemer is Permanently Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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