{"id":2582,"date":"2017-02-17T00:00:00","date_gmt":"2017-02-17T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/tampa-broker-christopher-goslin-hit-fine-suspension-finra\/"},"modified":"2018-10-08T12:37:28","modified_gmt":"2018-10-08T16:37:28","slug":"tampa-broker-christopher-goslin-hit-fine-suspension-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/tampa-broker-christopher-goslin-hit-fine-suspension-finra\/","title":{"rendered":"Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA"},"content":{"rendered":"<\/p>\n<p><img loading=\"lazy\" decoding=\"async\" class=\"alignnone wp-image-3352\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/iStock-152949401.jpg\" alt=\"Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA on silverlaw.com\" width=\"462\" height=\"308\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/iStock-152949401.jpg 1254w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/iStock-152949401-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/iStock-152949401-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/iStock-152949401-1024x683.jpg 1024w\" sizes=\"auto, (max-width: 462px) 100vw, 462px\" \/><\/p>\n<h2>Goslin failed to disclose outside business activity from which he profited<\/h2>\n<p>After an investigation, the Financial Industry Regulatory Authority (FINRA) suspended broker Christopher Goslin for one month and fined him $5,000. Goslin agreed to the sanctions, though he didn\u2019t admit to or deny the findings.<\/p>\n<p style=\"text-align: justify;\">According to FINRA, Goslin conducted outside business activity related to a limited liability corporation, from which he received monetary distributions. Goslin was required to submit a notice in writing about this activity and receive approval, which he failed to do.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/tampa-broker-christopher-goslin-hit-fine-suspension-finra\/\"  title=\"Continue Reading Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Goslin failed to disclose outside business activity from which he profited After an investigation, the Financial Industry Regulatory Authority (FINRA) suspended broker Christopher Goslin for one month and fined him $5,000. Goslin agreed to the sanctions, though he didn\u2019t admit to or deny the findings. According to FINRA, Goslin conducted outside business activity related to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2582","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; February 17, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/tampa-broker-christopher-goslin-hit-fine-suspension-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Tampa Broker Christopher Goslin Hit with a Fine and Suspension from FINRA &#8212; 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