{"id":2575,"date":"2017-02-27T00:00:00","date_gmt":"2017-02-27T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/nebraska-broker-matthew-l-geiser\/"},"modified":"2018-10-08T12:38:03","modified_gmt":"2018-10-08T16:38:03","slug":"nebraska-broker-matthew-l-geiser","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/","title":{"rendered":"Permanently Barred Nebraska Broker Matthew L. Geiser Under Investigation"},"content":{"rendered":"

Silver Law Group is investigating former Nebraska-based Independent Financial Group, LLC (CRD# 7717)<\/a> broker Matthew L. Geiser after FINRA permanently barred him.<\/p>\n

According to Geiser\u2019s FINRA BrokerCheck report, FINRA permanently barred Geiser from acting as a broker or otherwise associating with firms that sell securities to the public in November 2016.\u00a0 FINRA and Geiser entered in an Acceptance, Waiver & Consent (\u201cAWC\u201d) in which Geiser consented to the bar and findings that he refused to appear for FINRA on-the-record testimony in connection with an investigation into allegations of misconduct against Geiser, including allegations of unsuitable recommendations and misleading statements about variable annuities.<\/p>\n

Geiser, who initially was employed by Princor Financial Services Corporation (CRD# 7717)<\/a>, was discharged by Princor in September 2015 for issues involving suitability recommendations. \u00a0Princor is also known as Principle Securities, Inc. Since Princor\u2019s discharge of Geiser, 11 FINRA arbitration complaints against Geiser have settled.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former Nebraska-based Independent Financial Group, LLC (CRD# 7717) broker Matthew L. Geiser after FINRA permanently barred him. According to Geiser\u2019s FINRA BrokerCheck report, FINRA permanently barred Geiser from acting as a broker or otherwise associating with firms that sell securities to the public in November 2016.\u00a0 FINRA and Geiser entered […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,585],"tags":[222,223,224,102],"class_list":["post-2575","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-variable-annuities","tag-independent-financial-group","tag-matthew-l-geiser","tag-princor-financial-services-corporation","tag-variable-annuities-2"],"yoast_head":"\nIndependent Financial Group Broker Matthew L. Geiser Investigation<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with Matthew L. Geiser and Independent Financial Group, contact our firm to learn how you can recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Independent Financial Group Broker Matthew L. Geiser Investigation\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with Matthew L. Geiser and Independent Financial Group, contact our firm to learn how you can recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Independent Financial Group Broker Matthew L. Geiser Investigation","description":"If you've lost money investing with Matthew L. Geiser and Independent Financial Group, contact our firm to learn how you can recover your losses.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/","twitter_card":"summary_large_image","twitter_title":"Independent Financial Group Broker Matthew L. Geiser Investigation","twitter_description":"If you've lost money investing with Matthew L. Geiser and Independent Financial Group, contact our firm to learn how you can recover your losses.","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"3 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/","url":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/","name":"Independent Financial Group Broker Matthew L. Geiser Investigation","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2017-02-27T05:00:00+00:00","dateModified":"2018-10-08T16:38:03+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"If you've lost money investing with Matthew L. Geiser and Independent Financial Group, contact our firm to learn how you can recover your losses.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/"]}]},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/nebraska-broker-matthew-l-geiser\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Permanently Barred Nebraska Broker Matthew L. Geiser Under Investigation"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2575","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=2575"}],"version-history":[{"count":2,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2575\/revisions"}],"predecessor-version":[{"id":6889,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/2575\/revisions\/6889"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=2575"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=2575"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=2575"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}