{"id":2569,"date":"2017-02-27T00:00:00","date_gmt":"2017-02-27T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/harry-bennett-transamerica-financial-advisors\/"},"modified":"2018-10-08T12:37:53","modified_gmt":"2018-10-08T16:37:53","slug":"harry-bennett-transamerica-financial-advisors","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/harry-bennett-transamerica-financial-advisors\/","title":{"rendered":"Transamerica Financial Advisors Broker Harry C. Bennett Barred in Connection Unsuitability Investigation"},"content":{"rendered":"<\/p>\n

Silver Law Group is investigating former Michigan-based Transamerica Financial Advisors, Inc. (CRD# 16164)<\/a> broker Harry C. Bennett (CRD# 2395555)<\/a> after FINRA permanently barred the broker in connection with an investigation alleging excessive commissions and unsuitability.<\/p>\n

According to Bennett\u2019s FINRA BrokerCheck report, FINRA permanently barred Bennett from selling securities to the public in November 2016.\u00a0 FINRA barred Bennett when, according to his BrokerCheck report, Bennett failed to appear for on-the-record testimony requested by FINRA in connection with an investigation involving allegations that he may have engaged in sales practice violations by charging excessive commissions and recommending unsuitable transactions to his customers.<\/p>\n

FINRA\u2019s findings state that Bennett\u2019s refusal to appear for the on-record testimony prevented FINRA from reaching a determination as to whether the alleged unsuitable recommendations and excessive commission charges violations occurred.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former Michigan-based Transamerica Financial Advisors, Inc. (CRD# 16164) broker Harry C. Bennett (CRD# 2395555) after FINRA permanently barred the broker in connection with an investigation alleging excessive commissions and unsuitability. According to Bennett\u2019s FINRA BrokerCheck report, FINRA permanently barred Bennett from selling securities to the public in November 2016.\u00a0 FINRA […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,576],"tags":[210,50,209],"class_list":["post-2569","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unsuitable-investment-advice","tag-harry-c-bennett","tag-transamerica-financial-advisors","tag-unsuitability"],"yoast_head":"\nTransamerica Financial Advisors Broker Harry C. Bennett Barred in Connection Unsuitability Investigation — Securities Arbitration Lawyers Blog — February 27, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with Harry C. Bennett and Transamerica Financial Advisors, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/harry-bennett-transamerica-financial-advisors\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Transamerica Financial Advisors Broker Harry C. Bennett Barred in Connection Unsuitability Investigation — Securities Arbitration Lawyers Blog — February 27, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with Harry C. Bennett and Transamerica Financial Advisors, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Transamerica Financial Advisors Broker Harry C. Bennett Barred in Connection Unsuitability Investigation — Securities Arbitration Lawyers Blog — February 27, 2017","description":"If you've lost money investing with Harry C. 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