{"id":2564,"date":"2017-03-01T00:00:00","date_gmt":"2017-03-01T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/former-broker-winston-turners-career-barely-begun\/"},"modified":"2018-10-08T12:37:21","modified_gmt":"2018-10-08T16:37:21","slug":"former-broker-winston-turners-career-barely-begun","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-broker-winston-turners-career-barely-begun\/","title":{"rendered":"Former Broker Winston Turner\u2019s Career is Over Barely after it Begun"},"content":{"rendered":"<\/p>\n

\"Former<\/p>\n

The former Sarasota, FL broker has been permanently barred by FINRA for falsifying information, among other charges<\/h2>\n

After only about four years in the securities industry, Winston Turner has been barred permanently by the Financial Industry Regulatory Authority (FINRA). In February of 2016, FINRA made the decision based on evidence showing Turner falsified information in regard to variable annuity transactions.<\/p>\n

FINRA found that, in addition to circumventing his firm\u2019s supervisory review process to misrepresent the sources of funds, Turner submitted documents with forged customer signatures. He is also reported to have failed to disclose outside business activity. The final nail in the coffin came when Turner reportedly refused to offer information to FINRA and didn\u2019t appear for scheduled testimony.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The former Sarasota, FL broker has been permanently barred by FINRA for falsifying information, among other charges After only about four years in the securities industry, Winston Turner has been barred permanently by the Financial Industry Regulatory Authority (FINRA). In February of 2016, FINRA made the decision based on evidence showing Turner falsified information in […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[203,9],"class_list":["post-2564","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-broker","tag-finra"],"yoast_head":"\nFormer Broker Winston Turner\u2019s Career is Over Barely after it Begun — Securities Arbitration Lawyers Blog — March 1, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Former Broker Winston Turner\u2019s Career is Over Barely after it Begun on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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