{"id":2562,"date":"2017-03-06T00:00:00","date_gmt":"2017-03-06T05:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/oppenheimer-co-firms-cited-discovery-violations-finra-arbitration\/"},"modified":"2018-10-08T12:37:17","modified_gmt":"2018-10-08T16:37:17","slug":"oppenheimer-co-firms-cited-discovery-violations-finra-arbitration","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/oppenheimer-co-firms-cited-discovery-violations-finra-arbitration\/","title":{"rendered":"Oppenheimer & Co. and Other Firms Cited for Discovery Violations in FINRA Arbitration"},"content":{"rendered":"<\/p>\n

\"Oppenheimer<\/p>\n

Discovery violations can severely impede the chance of a fair arbitration proceeding<\/h2>\n

Between 2010 and 2013, investment management firm Oppenheimer & Co. is reported to have repeatedly failed to produce documents during the discovery process for a group of claimants who alleged that the firm had not properly supervised a broker who managed their investments.<\/p>\n

Why the discovery process is so important in securities arbitration<\/h3>\n
Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Discovery violations can severely impede the chance of a fair arbitration proceeding Between 2010 and 2013, investment management firm Oppenheimer & Co. is reported to have repeatedly failed to produce documents during the discovery process for a group of claimants who alleged that the firm had not properly supervised a broker who managed their investments. […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2562","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nOppenheimer & Co. and Other Firms Cited for Discovery Violations in FINRA Arbitration — Securities Arbitration Lawyers Blog — March 6, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Oppenheimer & Co. and Other Firms Cited for Discovery Violations in FINRA Arbitration on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/oppenheimer-co-firms-cited-discovery-violations-finra-arbitration\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" 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