{"id":2548,"date":"2017-03-15T00:00:00","date_gmt":"2017-03-15T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/summit-equities-broker-rembert-mcneer-given-1-year-suspension-finra\/"},"modified":"2018-10-08T12:37:06","modified_gmt":"2018-10-08T16:37:06","slug":"summit-equities-broker-rembert-mcneer-given-1-year-suspension-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/summit-equities-broker-rembert-mcneer-given-1-year-suspension-finra\/","title":{"rendered":"Summit Equities Broker Rembert McNeer is Given a 1-Year Suspension from FINRA"},"content":{"rendered":"<\/p>\n

\"Summit<\/p>\n

The Parsippany, New Jersey broker was also hit with a $10,000 fine<\/h2>\n

Up until recently, Rembert McNeer had a clean record with the Financial Industry Regulatory Authority (FINRA). A broker for over 30 years, McNeer worked for three firms: E.F. Hutton & Company Inc.; G.A. Michele, Inc. in New York City; and Summit Equities, Inc. located in Parsippany, NJ.<\/p>\n

But in October of 2016, FINRA found that McNeer failed to supervise the private securities transactions of one of his representatives. McNeer was the representative\u2019s immediate supervisor, as well as the member firm\u2019s chief compliance officer.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The Parsippany, New Jersey broker was also hit with a $10,000 fine Up until recently, Rembert McNeer had a clean record with the Financial Industry Regulatory Authority (FINRA). A broker for over 30 years, McNeer worked for three firms: E.F. Hutton & Company Inc.; G.A. Michele, Inc. in New York City; and Summit Equities, Inc. […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2548","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nSummit Equities Broker Rembert McNeer is Given a 1-Year Suspension from FINRA — Securities Arbitration Lawyers Blog — March 15, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article Summit Equities Broker Rembert McNeer is Given a 1-Year Suspension from FINRA on silverlaww.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/summit-equities-broker-rembert-mcneer-given-1-year-suspension-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta 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