{"id":2533,"date":"2017-04-05T00:00:00","date_gmt":"2017-04-05T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/new-york-city-broker-francesco-scarso-fined-suspended-ultimately-barred-finra\/"},"modified":"2018-10-08T12:36:50","modified_gmt":"2018-10-08T16:36:50","slug":"new-york-city-broker-francesco-scarso-fined-suspended-ultimately-barred-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/new-york-city-broker-francesco-scarso-fined-suspended-ultimately-barred-finra\/","title":{"rendered":"New York City Broker Francesco Scarso Fined, Suspended, and Ultimately Barred by FINRA"},"content":{"rendered":"

\"New<\/h2>\n

Allegations of failing to disclose pertinent tax information led to the sanctions against the former First Standard Financial and Phoenix Financial Services broker<\/h2>\n<\/p>\n

As of November 2016, Francesco Scarso, formerly with First Standard Financial Company LLC and Phoenix (PHX) Financial Services, is no longer allowed to act as a broker. The ruling came down from the Financial Industry Regulatory Authority (FINRA) after Scarso \u2013 who was already suspended \u2013 failed to contact the agency to supply additional information.<\/p>\n

Francesco Scarso began his career in 1996 with J.W. Barclay & Co., Inc. and worked for 12 firms, including these since 2007:<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Allegations of failing to disclose pertinent tax information led to the sanctions against the former First Standard Financial and Phoenix Financial Services broker As of November 2016, Francesco Scarso, formerly with First Standard Financial Company LLC and Phoenix (PHX) Financial Services, is no longer allowed to act as a broker. The ruling came down from […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[588],"tags":[9],"class_list":["post-2533","post","type-post","status-publish","format-standard","hentry","category-finra-arbitration","tag-finra"],"yoast_head":"\nNew York City Broker Francesco Scarso Fined, Suspended, and Ultimately Barred by FINRA — Securities Arbitration Lawyers Blog — April 5, 2017<\/title>\n<meta name=\"description\" content=\"Check out the new article New York City Broker Francesco Scarso Fined, Suspended, and Ultimately Barred by FINRA on silverlaw.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/new-york-city-broker-francesco-scarso-fined-suspended-ultimately-barred-finra\/\" \/>\n<meta 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