{"id":2520,"date":"2017-04-26T00:00:00","date_gmt":"2017-04-26T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/brett-s-murphy-oppenheimer-revere-securities\/"},"modified":"2017-04-26T00:00:00","modified_gmt":"2017-04-26T04:00:00","slug":"brett-s-murphy-oppenheimer-revere-securities","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/brett-s-murphy-oppenheimer-revere-securities\/","title":{"rendered":"Brett S. Murphy, Boca Raton, Florida-based Revere Securities Broker Under Investigation Over Allegations of Churning in Unit Investment Trusts"},"content":{"rendered":"<\/p>\n<p>Silver Law Group is investigating Boca Raton, Florida-based <a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/14178\" target=\"_blank\">Revere Securities LLC (CRD# 14178)<\/a> broker <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/2434384\" target=\"_blank\">Brett S. Murphy (CRD# 2434384)<\/a> over allegations that Murphy excessively traded unit investment trusts (\u201cUITs\u201d) in a customer\u2019s account.<\/p>\n<p>According to Scott\u2019s FINRA BrokerCheck report, a customer filed a complaint against Scott alleging Scott churned the customer\u2019s account in UITs and that the UITs were unsuitable.\u00a0 Further, the customer alleges that Scott\u2019s employing firm, <a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/249\" target=\"_blank\">Oppenheimer &amp; Co. Inc. (CRD# 249)<\/a> as well as Revere Securities, failed to supervise Scott.<\/p>\n<p>Oppenheimer employed Scott from July 2011 to March 2015 at its Palm Beach Gardens, Florida locations.\u00a0 Scott then moved further south to Revere Securities in Boca Raton, Florida where he is currently employed.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/brett-s-murphy-oppenheimer-revere-securities\/\"  title=\"Continue Reading Brett S. Murphy, Boca Raton, Florida-based Revere Securities Broker Under Investigation Over Allegations of Churning in Unit Investment Trusts\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating Boca Raton, Florida-based Revere Securities LLC (CRD# 14178) broker Brett S. Murphy (CRD# 2434384) over allegations that Murphy excessively traded unit investment trusts (\u201cUITs\u201d) in a customer\u2019s account. According to Scott\u2019s FINRA BrokerCheck report, a customer filed a complaint against Scott alleging Scott churned the customer\u2019s account in UITs and [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[589,580],"tags":[121,122,70,123,124,125],"class_list":["post-2520","post","type-post","status-publish","format-standard","hentry","category-churning-2","category-stockbroker-misconduct","tag-boca-raton-broker","tag-brett-s-murphy","tag-florida","tag-oppenheimer-co","tag-revere-securities","tag-unit-investment-trusts"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Brett S. Murphy, Boca Raton, Florida-based Revere Securities Broker Under Investigation Over Allegations of Churning in Unit Investment Trusts &#8212; Securities Arbitration Lawyers Blog &#8212; April 26, 2017<\/title>\n<meta name=\"description\" content=\"If you&#039;ve lost money investing with Brett S. Murphy and Oppenheimer or Revere Securities, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/brett-s-murphy-oppenheimer-revere-securities\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Brett S. Murphy, Boca Raton, Florida-based Revere Securities Broker Under Investigation Over Allegations of Churning in Unit Investment Trusts &#8212; Securities Arbitration Lawyers Blog &#8212; April 26, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you&#039;ve lost money investing with Brett S. Murphy and Oppenheimer or Revere Securities, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Brett S. 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Murphy and Oppenheimer or Revere Securities, contact our firm to learn how you can try to recover your losses.","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/brett-s-murphy-oppenheimer-revere-securities\/","url":"https:\/\/www.silverlaw.com\/blog\/brett-s-murphy-oppenheimer-revere-securities\/","name":"Brett S. Murphy, Boca Raton, Florida-based Revere Securities Broker Under Investigation Over Allegations of Churning in Unit Investment Trusts &#8212; Securities Arbitration Lawyers Blog &#8212; April 26, 2017","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"datePublished":"2017-04-26T04:00:00+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"If you&#039;ve lost money investing with Brett S. 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