{"id":2502,"date":"2017-05-25T00:00:00","date_gmt":"2017-05-25T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/michael-r-smith-ubs-aventura-florida\/"},"modified":"2018-10-08T12:37:27","modified_gmt":"2018-10-08T16:37:27","slug":"michael-r-smith-ubs-aventura-florida","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/michael-r-smith-ubs-aventura-florida\/","title":{"rendered":"Silver Law Group Investigates Aventura, Florida-based Michael R. Smith After UBS Termination"},"content":{"rendered":"<\/p>\n

\"Baton<\/a>Silver Law Group is investigating former UBS Financial Services Inc. (CRD# 8174)<\/a> broker Michael R. Smith (CRD# 428405)<\/a> after UBS terminated the broker.<\/p>\n

UBS terminated Smith, based out of Aventura, Florida, in October 2015 after he failed to disclose to the firm that he was named trustee for the trust of an unrelated client on two occasions.<\/p>\n

In May 2016, FINRA barred Smith from the selling securities after Smith failed to respond to a FINRA request for information.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former UBS Financial Services Inc. (CRD# 8174) broker Michael R. Smith (CRD# 428405) after UBS terminated the broker. UBS terminated Smith, based out of Aventura, Florida, in October 2015 after he failed to disclose to the firm that he was named trustee for the trust of an unrelated client on […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578],"tags":[628,70,629,89,630,623],"class_list":["post-2502","post","type-post","status-publish","format-standard","hentry","category-all-releases","tag-aventura","tag-florida","tag-michael-r-smith","tag-morgan-stanley","tag-termination","tag-ubs-financial-services"],"yoast_head":"\nSilver Law Group Investigates Aventura, Florida-based Michael R. Smith After UBS Termination — Securities Arbitration Lawyers Blog — May 25, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with Florida-based Michael R. Smith and UBS Financial Services, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/michael-r-smith-ubs-aventura-florida\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Silver Law Group Investigates Aventura, Florida-based Michael R. Smith After UBS Termination — Securities Arbitration Lawyers Blog — May 25, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with Florida-based Michael R. 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