{"id":2498,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/william-b-wyman-ameriprise-florida\/"},"modified":"2017-07-25T12:21:05","modified_gmt":"2017-07-25T16:21:05","slug":"william-b-wyman-ameriprise-florida","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/william-b-wyman-ameriprise-florida\/","title":{"rendered":"Former Ameriprise Broker William B. Wyman Under Investigation Over Allegations of Selling Unapproved Investments"},"content":{"rendered":"<\/p>\n

Silver Law Group is investigating form Palm Bay, Florida-based Ameriprise <\/a>\"New<\/a>Financial Services, Inc. (CRD# 6363)<\/a> broker William B. Wyman (CRD# 4155621)<\/a> after allegations that he sold away from his employing firm surface.<\/p>\n

According to Wyman\u2019s FINRA BrokerCheck report, FINRA barred Wyman in January 2017 after he failed to request termination of his suspension after his suspension period ended.\u00a0 Accordingly, FINRA automatically barred him from associating with any FINRA member in any capacity.<\/p>\n

Wyman\u2019s most recent BrokerCheck disclosure is a customer complaint that alleges negligence and that Wyman sold the customer an unapproved investment outside the brokerage firm.\u00a0 The complaint alleges almost $100,000 in damages.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating form Palm Bay, Florida-based Ameriprise Financial Services, Inc. (CRD# 6363) broker William B. Wyman (CRD# 4155621) after allegations that he sold away from his employing firm surface. According to Wyman\u2019s FINRA BrokerCheck report, FINRA barred Wyman in January 2017 after he failed to request termination of his suspension after his […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[578,584,580],"tags":[108,109,97,110],"class_list":["post-2498","post","type-post","status-publish","format-standard","hentry","category-all-releases","category-selling-away","category-stockbroker-misconduct","tag-ameriprise-financial-services","tag-royal-alliance-associates","tag-selling-away","tag-william-b-wyman"],"yoast_head":"\nFormer Ameriprise Broker William B. Wyman Under Investigation Over Allegations of Selling Unapproved Investments — Securities Arbitration Lawyers Blog — June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with William B. Wyman and Ameriprise Financial Services or Royal Alliance Associates, contact our firm to try to recover.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/william-b-wyman-ameriprise-florida\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former Ameriprise Broker William B. Wyman Under Investigation Over Allegations of Selling Unapproved Investments — Securities Arbitration Lawyers Blog — June 6, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with William B. 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