{"id":2494,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/william-t-eaton-lpl-wells-fargo-florida\/"},"modified":"2017-07-25T12:48:20","modified_gmt":"2017-07-25T16:48:20","slug":"william-t-eaton-lpl-wells-fargo-florida","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/william-t-eaton-lpl-wells-fargo-florida\/","title":{"rendered":"West Palm Beach, Florida Broker William T. Eaton Under Investigation After FINRA Suspends Him"},"content":{"rendered":"<\/p>\n

\"FINRA<\/a>Silver Law Group is investigating former Florida-based LPL Financial LLC (CRD# 6413)<\/a> and Wells Fargo Advisors, LLC (CRD# 19616) (Also known as Wells Fargo Clearing Services)<\/a> broker William T. Eaton (CRD# 3058469)<\/a> after FINRA suspended him.<\/p>\n

According to Eaton\u2019s FINRA BrokerCheck report, FINRA suspended Eaton from acting as a broker in September 2016.\u00a0 Eaton allegedly failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.<\/p>\n

LPL Financial employed Eaton from August 2015 to November 2016 at its West Palm Beach, Florida location.\u00a0 Wells Fargo Advisors employed Eaton from April 2013 to August 2015 at its Wellington, Florida location.\u00a0 Prior to Wells Fargo and LPL Financial, Suntrust Investment Services, Inc. (CRD# 17499)<\/a> employed Eaton from July 2011 to April 2013 at its Delray Beach, Florida branch.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former Florida-based LPL Financial LLC (CRD# 6413) and Wells Fargo Advisors, LLC (CRD# 19616) (Also known as Wells Fargo Clearing Services) broker William T. Eaton (CRD# 3058469) after FINRA suspended him. According to Eaton\u2019s FINRA BrokerCheck report, FINRA suspended Eaton from acting as a broker in September 2016.\u00a0 Eaton allegedly […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[577,580],"tags":[70,39,59,73,91,92],"class_list":["post-2494","post","type-post","status-publish","format-standard","hentry","category-finra-disciplinary-actions","category-stockbroker-misconduct","tag-florida","tag-lpl-financial","tag-suntrust-investment-services","tag-wells-fargo-advisors","tag-west-palm-beach","tag-william-t-eaton"],"yoast_head":"\nWest Palm Beach, Florida Broker William T. Eaton Under Investigation After FINRA Suspends Him — Securities Arbitration Lawyers Blog — June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money investing with William T. Eaton and LPL Financial or Wells Fargo Advisors, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/william-t-eaton-lpl-wells-fargo-florida\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"West Palm Beach, Florida Broker William T. Eaton Under Investigation After FINRA Suspends Him — Securities Arbitration Lawyers Blog — June 6, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money investing with William T. 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