{"id":2493,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/william-v-siegel-morgan-stanley-new-york\/"},"modified":"2017-07-25T12:48:02","modified_gmt":"2017-07-25T16:48:02","slug":"william-v-siegel-morgan-stanley-new-york","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/william-v-siegel-morgan-stanley-new-york\/","title":{"rendered":"Former New York-based Morgan Stanley Broker Under Investigation After Being Permanently Barred by FINRA"},"content":{"rendered":"<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Giovanni-Acevedo-Accused-of-Converting-Funds-and-Providing-False-Information-to-FINRA.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\" wp-image-2838 alignright\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/South-Florida-Broker-Giovanni-Acevedo-Accused-of-Converting-Funds-and-Providing-False-Information-to-FINRA-300x198.jpg\" alt=\"South Florida Broker Giovanni Acevedo Accused of Converting Funds and Providing False Information to FINRA on silverlaw.com\" width=\"394\" height=\"260\" \/><\/a>Silver Law Group is investigating former New York, New York-based broker <a href=\"https:\/\/brokercheck.finra.org\/Individual\/4407213\" target=\"_blank\">William V. Siegel (CRD# 4407213)<\/a> after FINRA permanently barred Siegel from selling securities to the public.<\/p>\n<p>According to Siegel\u2019s FINRA BrokerCheck report, the <a href=\"https:\/\/www.finra.org\/\" target=\"_blank\">Financial Industry Regulatory Authority (\u201cFINRA\u201d)<\/a> suspended Siegel in April 2016 after he failed to comply with an arbitration award or settlement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance with either.<\/p>\n<p>FINRA suspended Siegel despite permanently barring him in October 2015 for failing to respond to a FINRA request for information.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/william-v-siegel-morgan-stanley-new-york\/\"  title=\"Continue Reading Former New York-based Morgan Stanley Broker Under Investigation After Being Permanently Barred by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating former New York, New York-based broker William V. Siegel (CRD# 4407213) after FINRA permanently barred Siegel from selling securities to the public. According to Siegel\u2019s FINRA BrokerCheck report, the Financial Industry Regulatory Authority (\u201cFINRA\u201d) suspended Siegel in April 2016 after he failed to comply with an arbitration award or settlement [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580,581],"tags":[89,22,35,90],"class_list":["post-2493","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","category-unauthorized-trading","tag-morgan-stanley","tag-new-york","tag-unauthorized-trading","tag-william-v-siegel"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Former New York-based Morgan Stanley Broker Under Investigation After Being Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you&#039;ve lost money investing with New York-based William V. Siegel and Morgan Stanley, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/william-v-siegel-morgan-stanley-new-york\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former New York-based Morgan Stanley Broker Under Investigation After Being Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; June 6, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you&#039;ve lost money investing with New York-based William V. Siegel and Morgan Stanley, contact our firm to learn how you can try to recover your losses.\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Former New York-based Morgan Stanley Broker Under Investigation After Being Permanently Barred by FINRA &#8212; Securities Arbitration Lawyers Blog &#8212; June 6, 2017","description":"If you've lost money investing with New York-based William V. 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