{"id":2487,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/joe-d-treece-arvest-raymond-james-oklahoma\/"},"modified":"2018-10-08T12:37:19","modified_gmt":"2018-10-08T16:37:19","slug":"joe-d-treece-arvest-raymond-james-oklahoma","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/joe-d-treece-arvest-raymond-james-oklahoma\/","title":{"rendered":"Former Arvest Broker Joe D. Treece Under Investigation for Allegedly Borrowing Money from a Client"},"content":{"rendered":"<\/p>\n

\"California<\/a>Silver Law Group is investigating former Arkansas-based Arvest Wealth Management (CRD# 42057)<\/a> broker Joe D. Treece (CRD# 2925735)<\/a> after FINRA and other state regulators barred him from acting as a broker.<\/p>\n

According to Treece\u2019s FINRA BrokerCheck, FINRA permanently barred Treece in October 2016 from acting as a broker or otherwise associating with firms that sell securities to the public after Treece failed to respond to a FINRA request for information.<\/p>\n

FINRA then suspended him, according to his BrokerCheck report, in December 2016 after Treece failed to comply with an arbitration award or settlement agreement or failed to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

Silver Law Group is investigating former Arkansas-based Arvest Wealth Management (CRD# 42057) broker Joe D. Treece (CRD# 2925735) after FINRA and other state regulators barred him from acting as a broker. According to Treece\u2019s FINRA BrokerCheck, FINRA permanently barred Treece in October 2016 from acting as a broker or otherwise associating with firms that sell […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[580],"tags":[67,68,69],"class_list":["post-2487","post","type-post","status-publish","format-standard","hentry","category-stockbroker-misconduct","tag-arvest-wealth-management","tag-joe-d-treece","tag-raymond-james"],"yoast_head":"\nFormer Arvest Broker Joe D. Treece Under Investigation for Allegedly Borrowing Money from a Client — Securities Arbitration Lawyers Blog — June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money with Joe D. Treece and Arvest Wealth management or Raymond James, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/joe-d-treece-arvest-raymond-james-oklahoma\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Former Arvest Broker Joe D. Treece Under Investigation for Allegedly Borrowing Money from a Client — Securities Arbitration Lawyers Blog — June 6, 2017\" \/>\n<meta name=\"twitter:description\" content=\"If you've lost money with Joe D. Treece and Arvest Wealth management or Raymond James, contact our firm to learn how you can try to recover.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/California-Broker-Rick-Esparza-Borrowed-Money-From-Client-Permanently-Barred-by-FINRA.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Former Arvest Broker Joe D. Treece Under Investigation for Allegedly Borrowing Money from a Client — Securities Arbitration Lawyers Blog — June 6, 2017","description":"If you've lost money with Joe D. 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