{"id":2483,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/daniel-h-glick-transamerica-illinois\/"},"modified":"2018-10-08T12:37:10","modified_gmt":"2018-10-08T16:37:10","slug":"daniel-h-glick-transamerica-illinois","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/daniel-h-glick-transamerica-illinois\/","title":{"rendered":"SEC Halts Chicago-based Fraud Targeting Seniors Involving Daniel H. Glick, Formerly of Transamerica Financial Advisors"},"content":{"rendered":"<\/p>\n

\"Glenn<\/a>The SEC announced an emergency asset freeze and temporary restraining order against a Chicago-based investment adviser and his financial management company accused of scamming elderly investors out of millions of dollars.<\/p>\n

In the SEC\u2019s complaint, the SEC alleges that Daniel H. Glick (CRD# 2175655)<\/a> and his unregistered investment advisory firm Financial Management Strategies (\u201cFMS\u201d) took advantage of seniors who entrusted him with millions of dollars\u2019 worth of their retirement savings.<\/p>\n

According to the SEC complaint, Glick and his companies raised over $6 million from elderly investors, with most of the money coming from two families.\u00a0 Glick first raised money though Glick & Associates until dissolution in 2014, then through Glick Accounting Services and FMS.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

The SEC announced an emergency asset freeze and temporary restraining order against a Chicago-based investment adviser and his financial management company accused of scamming elderly investors out of millions of dollars. In the SEC\u2019s complaint, the SEC alleges that Daniel H. Glick (CRD# 2175655) and his unregistered investment advisory firm Financial Management Strategies (\u201cFMS\u201d) took […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582,583,580],"tags":[46,47,38,48,49,50],"class_list":["post-2483","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","category-sec-actions","category-stockbroker-misconduct","tag-chicago","tag-daniel-h-glick","tag-elder-financial-fraud","tag-finra-bar","tag-illinois","tag-transamerica-financial-advisors"],"yoast_head":"\nSEC Halts Chicago-based Fraud Targeting Seniors Involving Daniel H. Glick, Formerly of Transamerica Financial Advisors — Securities Arbitration Lawyers Blog — June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you've lost money with Chicago-based Daniel H. 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