{"id":2480,"date":"2017-06-06T00:00:00","date_gmt":"2017-06-06T04:00:00","guid":{"rendered":"http:\/\/silverlaw.lawblogger.net\/blog\/robert-n-tricarico-lpl-financial-connecticut\/"},"modified":"2017-07-25T12:42:53","modified_gmt":"2017-07-25T16:42:53","slug":"robert-n-tricarico-lpl-financial-connecticut","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/robert-n-tricarico-lpl-financial-connecticut\/","title":{"rendered":"Robert N. Tricarico, Formerly of LPL Financial, Under Investigation After He Pled Guilty Misappropriating $1.2 Million from an Elderly Client"},"content":{"rendered":"<\/p>\n<p><a href=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Why-South-Florida-is-a-Target-for-Ponzi-Schemers.jpg\" target=\"_blank\"><img loading=\"lazy\" decoding=\"async\" class=\"alignleft wp-image-2346\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Why-South-Florida-is-a-Target-for-Ponzi-Schemers-300x200.jpg\" alt=\"Why South Florida is a Target for Ponzi Schemers on silverlaw.com\" width=\"402\" height=\"268\" srcset=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Why-South-Florida-is-a-Target-for-Ponzi-Schemers-300x200.jpg 300w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Why-South-Florida-is-a-Target-for-Ponzi-Schemers-768x512.jpg 768w, https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/07\/Why-South-Florida-is-a-Target-for-Ponzi-Schemers-1024x683.jpg 1024w\" sizes=\"auto, (max-width: 402px) 100vw, 402px\" \/><\/a>Silver Law Group is investigating <a href=\"https:\/\/brokercheck.finra.org\/firm\/summary\/6413\" target=\"_blank\">former LPL Financial LLC (CRD# 6413)<\/a> broker <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1500863\" target=\"_blank\">Robert N. Tricarico (CRD# 1500863)<\/a> after he pled guilty to one count of wire fraud against an elderly investor in a federal court in Connecticut.<\/p>\n<p>According to Tricarico\u2019s FINRA BrokerCheck, Tricarico <a href=\"https:\/\/www.justice.gov\/usao-ct\/pr\/former-financial-advisor-and-securities-broker-admits-stealing-more-12-million-client\" target=\"_blank\">pled guilty in June 2016<\/a> in a Hartford, Connecticut federal court to one count of wire fraud related to his misappropriation of more than $1.2 million from an elderly client.<\/p>\n<p>According to court documents and statements made in court, from January 2010 to June 2013, Tricarico served as the financial advisor for an elderly investor who had significant assets.\u00a0 Tricarico misappropriated more than $1.1 million from the senior by writing numerous checks to himself or for his benefit without the victim\u2019s authorization.\u00a0 Additionally, Tricarico liquidated the senior\u2019s coin collection and cashed checks for himself that were made payable to the senior.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/robert-n-tricarico-lpl-financial-connecticut\/\"  title=\"Continue Reading Robert N. Tricarico, Formerly of LPL Financial, Under Investigation After He Pled Guilty Misappropriating $1.2 Million from an Elderly Client\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Silver Law Group is investigating former LPL Financial LLC (CRD# 6413) broker Robert N. Tricarico (CRD# 1500863) after he pled guilty to one count of wire fraud against an elderly investor in a federal court in Connecticut. According to Tricarico\u2019s FINRA BrokerCheck, Tricarico pled guilty in June 2016 in a Hartford, Connecticut federal court to [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[582],"tags":[37,38,39,40],"class_list":["post-2480","post","type-post","status-publish","format-standard","hentry","category-elder-fraud","tag-connecticut","tag-elder-financial-fraud","tag-lpl-financial","tag-robert-n-tricarico"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Robert N. Tricarico, Formerly of LPL Financial, Under Investigation After He Pled Guilty Misappropriating $1.2 Million from an Elderly Client &#8212; Securities Arbitration Lawyers Blog &#8212; June 6, 2017<\/title>\n<meta name=\"description\" content=\"If you&#039;ve lost money investing with Robert N. Tricarico and LPL Financial, Northstar Wealth Partners, or RNT Wealth Management, contact our firm.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/robert-n-tricarico-lpl-financial-connecticut\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Robert N. 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