{"id":2464,"date":"2018-03-31T22:43:31","date_gmt":"2018-04-01T02:43:31","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=2464"},"modified":"2018-10-04T16:21:01","modified_gmt":"2018-10-04T20:21:01","slug":"finras-recent-rules-aim-protect-elderly-investors","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/finras-recent-rules-aim-protect-elderly-investors\/","title":{"rendered":"FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors"},"content":{"rendered":"

In February 2017, after approval by the SEC, the Financial Industry Regulatory Authority (FINRA) put into effective two initiatives<\/span><\/a>: a new rule and an amendment to an old one.<\/p>\n

Rule 2165 (Financial Exploitation of Specified Adults) allows member financial professionals or firms to place temporary holds on securities or the disbursements of funds for customers who are believed to be victims of financial exploitation.<\/p>\n

Amendments to Rule 4512 (Customer Account Information) now require members to make efforts to get the name and contact information for a trusted contact person pertaining to a customer\u2019s account.<\/p>\n

Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"

In February 2017, after approval by the SEC, the Financial Industry Regulatory Authority (FINRA) put into effective two initiatives: a new rule and an amendment to an old one. Rule 2165 (Financial Exploitation of Specified Adults) allows member financial professionals or firms to place temporary holds on securities or the disbursements of funds for customers […]<\/p>\n","protected":false},"author":2,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9],"class_list":["post-2464","post","type-post","status-publish","format-standard","hentry","category-blog","tag-finra"],"yoast_head":"\nFINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors<\/title>\n<meta name=\"description\" content=\"Check out the new artcle FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors on elderfinancialfraudattorneys.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/finras-recent-rules-aim-protect-elderly-investors\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors\" \/>\n<meta name=\"twitter:description\" content=\"Check out the new artcle FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors on elderfinancialfraudattorneys.com\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"3 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors","description":"Check out the new artcle FINRA\u2019s Recent Rules Aim to Further Protect Elderly Investors on 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