{"id":2271,"date":"2018-01-31T20:03:01","date_gmt":"2018-02-01T01:03:01","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=2271"},"modified":"2018-10-04T16:00:01","modified_gmt":"2018-10-04T20:00:01","slug":"ernest-romer-barred-securities-industry","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/ernest-romer-barred-securities-industry\/","title":{"rendered":"Ernest Romer has been Barred from the Securities Industry"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2018\/02\/pic.jpg\" alt=\"pic.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">The former Michigan broker\u2019s career was filled with suspensions, investigations, and firings<\/h2>\n<p style=\"text-align: justify;\">In April of 2017, Ernest Julius Romer III received a permanent bar from the securities industry by the Financial Industry Regulatory Authority (FINRA). He was originally suspended by the agency, but because he didn\u2019t request termination of the suspension, this automatically turned into a ban.<\/p>\n<p style=\"text-align: justify;\">Romer began his career in 1993, and almost from the start, he found himself in trouble. In 1995 and 1998, he was permitted to resign from two brokerage firms. The first resignation was related to allegations of borrowing money from a client. The second had to do with unauthorized trading.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/ernest-romer-barred-securities-industry\/\"  title=\"Continue Reading Ernest Romer has been Barred from the Securities Industry\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The former Michigan broker\u2019s career was filled with suspensions, investigations, and firings In April of 2017, Ernest Julius Romer III received a permanent bar from the securities industry by the Financial Industry Regulatory Authority (FINRA). He was originally suspended by the agency, but because he didn\u2019t request termination of the suspension, this automatically turned into [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":2272,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[1160],"class_list":["post-2271","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-barred-from-the-securities-industry"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Ernest Romer has been Barred from the Securities Industry<\/title>\n<meta name=\"description\" content=\"Check out the new article Ernest Romer has been Barred from the Securities Industry on elderfinancialfraudattorneys.com\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, 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