{"id":1791,"date":"2017-11-13T20:50:46","date_gmt":"2017-11-14T01:50:46","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=1791"},"modified":"2018-10-04T15:42:41","modified_gmt":"2018-10-04T19:42:41","slug":"shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/","title":{"rendered":"Shreveport, LA-based Raymond James &#038; Associates Discharges Broker James Edward Lyons"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/11\/Pic-2.jpg\" alt=\"Pic-2.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">Allegations of unauthorized trading surround Lyon\u2019s discharge from member firm<\/h2>\n<p style=\"text-align: justify;\">After 34 years in the securities industry, former Raymond James &amp; Associates broker James Edward Lyons is no longer registered with the Financial Industry Regulatory Authority (FINRA). According to his <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/1020397\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">FINRA BrokerCheck<\/span><\/a> report, Raymond James &amp; Associates discharged Lyons in April 2017 due to allegations of unauthorized trading.<\/p>\n<p style=\"text-align: justify;\">Unauthorized trading occurs when a broker purchases or sells securities in a non-discretionary customer account without prior customer authorization, and it is a FINRA sales practice violation. It occurs in accounts in which a customer has not received prior written discretionary authority from the customer to make transactions in the account.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/\"  title=\"Continue Reading Shreveport, LA-based Raymond James &#038; Associates Discharges Broker James Edward Lyons\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations of unauthorized trading surround Lyon\u2019s discharge from member firm After 34 years in the securities industry, former Raymond James &amp; Associates broker James Edward Lyons is no longer registered with the Financial Industry Regulatory Authority (FINRA). According to his FINRA BrokerCheck report, Raymond James &amp; Associates discharged Lyons in April 2017 due to allegations [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1792,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[1159],"class_list":["post-1791","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-broker-james-edward-lyons"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>James Edward Lyons : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Allegations of unauthorized trading lead to James Edward Lyons&#039; termination from Raymond James &amp; Associations and FINRA disciplinary action.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"James Edward Lyons : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Allegations of unauthorized trading lead to James Edward Lyons&#039; termination from Raymond James &amp; Associations and FINRA disciplinary action.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/11\/Pic-2.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"1 minute\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"James Edward Lyons : Elder Financial Fraud Alert","description":"Allegations of unauthorized trading lead to James Edward Lyons' termination from Raymond James & Associations and FINRA disciplinary action.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/","twitter_card":"summary_large_image","twitter_title":"James Edward Lyons : Elder Financial Fraud Alert","twitter_description":"Allegations of unauthorized trading lead to James Edward Lyons' termination from Raymond James & Associations and FINRA disciplinary action.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/11\/Pic-2.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"1 minute"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/shreveport-la-based-raymond-james-associates-discharges-broker-james-edward-lyons\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Shreveport, LA-based Raymond James &#038; 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