{"id":1753,"date":"2017-10-25T22:13:39","date_gmt":"2017-10-26T02:13:39","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=1753"},"modified":"2018-10-04T15:31:12","modified_gmt":"2018-10-04T19:31:12","slug":"boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/","title":{"rendered":"Boca Raton-Based Broker Larry Charles Wolfe Fined and Suspended by FINRA"},"content":{"rendered":"<p><img loading=\"lazy\" decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-9.jpg\" alt=\"pic-9\" width=\"152\" height=\"101\" \/><\/p>\n<h2 style=\"text-align: justify;\">Allegations against the former broker include unauthorized trading, unsuitability, and fraud, among others<\/h2>\n<p style=\"text-align: justify;\">With 38 years of experience in the securities industry, Boca Raton-based Stoever, Glass &amp; Company, Inc. broker Larry Charles Wolfe has a total of 14 disclosures listed on his Financial Industry Regulatory Authority (FINRA) <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/502361\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">BrokerCheck report<\/span><\/a>.<\/p>\n<p style=\"text-align: justify;\">Most recently, in June 2017, Wolfe received a $5,000 fine and 15-day suspension from participating in the securities industry for allegedly exercising discretion in the accounts of customers. He is reported to have submitted sell orders to sell one particular security in each customer account without obtaining prior written authorization from the customers or written approval of the accounts as discretionary from his member firm.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/\"  title=\"Continue Reading Boca Raton-Based Broker Larry Charles Wolfe Fined and Suspended by FINRA\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>Allegations against the former broker include unauthorized trading, unsuitability, and fraud, among others With 38 years of experience in the securities industry, Boca Raton-based Stoever, Glass &amp; Company, Inc. broker Larry Charles Wolfe has a total of 14 disclosures listed on his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. Most recently, in June 2017, Wolfe [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1754,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[9],"class_list":["post-1753","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-finra"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v27.4 - https:\/\/yoast.com\/product\/yoast-seo-wordpress\/ -->\n<title>Larry Charles Wolfe : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Larry Charles Wolfe has been fined and suspended by FINRA after allegations of unauthorized trading, unsuitability, and fraud. Could you be a victim?\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Larry Charles Wolfe : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Larry Charles Wolfe has been fined and suspended by FINRA after allegations of unauthorized trading, unsuitability, and fraud. 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Could you be a victim?","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-9.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"Article","@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/#article","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/"},"author":{"name":"Silver Law Group","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"headline":"Boca Raton-Based Broker Larry Charles Wolfe Fined and Suspended by FINRA","datePublished":"2017-10-26T02:13:39+00:00","dateModified":"2018-10-04T19:31:12+00:00","mainEntityOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/"},"wordCount":436,"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-9.jpg","keywords":["FINRA"],"articleSection":["Blog"],"inLanguage":"en-US"},{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/","url":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/","name":"Larry Charles Wolfe : Elder Financial Fraud Alert","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/boca-raton-based-broker-larry-charles-wolfe-fined-suspended-finra\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-9.jpg","datePublished":"2017-10-26T02:13:39+00:00","dateModified":"2018-10-04T19:31:12+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Larry Charles Wolfe has been fined and suspended by FINRA after allegations of unauthorized trading, unsuitability, and fraud. 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