{"id":1689,"date":"2017-10-06T22:21:45","date_gmt":"2017-10-07T02:21:45","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=1689"},"modified":"2018-10-04T15:47:18","modified_gmt":"2018-10-04T19:47:18","slug":"scott-silver-featured-investment-news-regarding-fiduciary-duty","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/","title":{"rendered":"Scott Silver Featured in Investment News Regarding Stockbrokers\u2019 Fiduciary Duty"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-2.jpg\" alt=\"pic-2.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">What is the duty of a fiduciary? A recent case involving a broker-dealer firm in Puerto Rico is raising the issue<\/h2>\n<p style=\"text-align: justify;\">According to the Uniform Securities Act of Puerto Rico, broker-dealers and investment advisors in the commonwealth &#8220;must observe the highest standards of fiduciary duty toward their customers and clients.\u201d But not all firms seem to adhere to this rule. Case in point is, potentially, Oriental Financial Services.<\/p>\n<p style=\"text-align: justify;\">Based in San Juan, Oriental Financial recently sent a <a href=\"http:\/\/www.investmentnews.com\/article\/20170921\/FREE\/170929987\/odd-letter-highlights-fiduciary-concerns-in-puerto-rico\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">letter<\/span><\/a> to one of its customers regarding an arbitration claim filed earlier this year with the Financial Industry Regulatory Authority (FINRA). Essentially a break-up letter from president Sean Miles, it informed the client that Oriental and \u201cits agents, employees, parent and affiliates withdraw and disclaim any and all investment advice with regard to your accounts, including but not limited to the Puerto Rico securities.\u201d<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/\"  title=\"Continue Reading Scott Silver Featured in Investment News Regarding Stockbrokers\u2019 Fiduciary Duty\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>What is the duty of a fiduciary? A recent case involving a broker-dealer firm in Puerto Rico is raising the issue According to the Uniform Securities Act of Puerto Rico, broker-dealers and investment advisors in the commonwealth &#8220;must observe the highest standards of fiduciary duty toward their customers and clients.\u201d But not all firms seem [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1690,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[1146,1147],"class_list":["post-1689","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-fiduciary-duty","tag-scott-silver-featured"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Investment News Feature on Scott Silver<\/title>\n<meta name=\"description\" content=\"Silver Law Group&#039;s managing partner, Scott L. Silver, was featured in Investment News talking about fiduciary duty and elder financial fraud.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Investment News Feature on Scott Silver\" \/>\n<meta name=\"twitter:description\" content=\"Silver Law Group&#039;s managing partner, Scott L. Silver, was featured in Investment News talking about fiduciary duty and elder financial fraud.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-2.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Investment News Feature on Scott Silver","description":"Silver Law Group's managing partner, Scott L. 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Silver, was featured in Investment News talking about fiduciary duty and elder financial fraud.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-2.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/","url":"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/","name":"Investment News Feature on Scott Silver","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/scott-silver-featured-investment-news-regarding-fiduciary-duty\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic-2.jpg","datePublished":"2017-10-07T02:21:45+00:00","dateModified":"2018-10-04T19:47:18+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Silver Law Group's managing partner, Scott L. 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