{"id":1677,"date":"2017-10-02T21:51:21","date_gmt":"2017-10-03T01:51:21","guid":{"rendered":"https:\/\/www.elderfinancialfraudattorneys.com\/?p=1677"},"modified":"2018-10-04T16:14:47","modified_gmt":"2018-10-04T20:14:47","slug":"former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined","status":"publish","type":"post","link":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/","title":{"rendered":"Former Edward Jones Broker Steven Olejniczak Discharged, Suspended, and Fined"},"content":{"rendered":"<p><img decoding=\"async\" class=\"alignleft\" src=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg\" alt=\"pic11.jpg\" \/><\/p>\n<h2 style=\"text-align: justify;\">The West Des Moines broker is under suspicion of elder financial fraud surrounding agreement with 76-year old customer.<\/h2>\n<p style=\"text-align: justify;\">According to the <a href=\"https:\/\/brokercheck.finra.org\/individual\/summary\/6023114\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">Financial Industry Regulatory Authority<\/span><\/a> (FINRA), Steven Anthony Olejniczak was discharged from his employment with Edward Jones in West Des Moines, IA in May 2016 for failing to report to the firm that he was named as a beneficiary of a non-related client\u2019s Transfer on Death account.<\/p>\n<p style=\"text-align: justify;\">More recently, in May 2017, Olejniczak\u2019s <a href=\"https:\/\/brokercheck.finra.org\/search\/quicksearch\"  rel=\"noopener\" target=\"_blank\"><span style=\"text-decoration: underline;\">BrokerCheck report<\/span><\/a> shows that the broker not only allegedly failed to comply with his member firm\u2019s policies and procedures requiring him to notify the firm of his designation as beneficiary (while he continued to service the account), but that he also failed to notify the firm that the customer had also named Olejniczak\u2019s wife as the beneficiary of 90 percent of the assets in another firm account.<\/p>\n<div class=\"read_more_link\"><a href=\"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/\"  title=\"Continue Reading Former Edward Jones Broker Steven Olejniczak Discharged, Suspended, and Fined\" class=\"more-link\">Continue reading \u203a<\/a><\/div>\n","protected":false},"excerpt":{"rendered":"<p>The West Des Moines broker is under suspicion of elder financial fraud surrounding agreement with 76-year old customer. According to the Financial Industry Regulatory Authority (FINRA), Steven Anthony Olejniczak was discharged from his employment with Edward Jones in West Des Moines, IA in May 2016 for failing to report to the firm that he was [&hellip;]<\/p>\n","protected":false},"author":2,"featured_media":1678,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[1102],"tags":[1144],"class_list":["post-1677","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog","tag-edward-jones-broker-steven-olejniczak-discharged"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v25.7 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Steven Olejniczak : Elder Financial Fraud Alert<\/title>\n<meta name=\"description\" content=\"Des Moines broker Steven Olejniczak under suspicion of elder financial fraud surrounding agreement with 76-year-old customer, where he was named as beneficiary.\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:title\" content=\"Steven Olejniczak : Elder Financial Fraud Alert\" \/>\n<meta name=\"twitter:description\" content=\"Des Moines broker Steven Olejniczak under suspicion of elder financial fraud surrounding agreement with 76-year-old customer, where he was named as beneficiary.\" \/>\n<meta name=\"twitter:image\" content=\"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg\" \/>\n<meta name=\"twitter:label1\" content=\"Written by\" \/>\n\t<meta name=\"twitter:data1\" content=\"Silver Law Group\" \/>\n\t<meta name=\"twitter:label2\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data2\" content=\"2 minutes\" \/>\n<!-- \/ Yoast SEO plugin. -->","yoast_head_json":{"title":"Steven Olejniczak : Elder Financial Fraud Alert","description":"Des Moines broker Steven Olejniczak under suspicion of elder financial fraud surrounding agreement with 76-year-old customer, where he was named as beneficiary.","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/","twitter_card":"summary_large_image","twitter_title":"Steven Olejniczak : Elder Financial Fraud Alert","twitter_description":"Des Moines broker Steven Olejniczak under suspicion of elder financial fraud surrounding agreement with 76-year-old customer, where he was named as beneficiary.","twitter_image":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg","twitter_misc":{"Written by":"Silver Law Group","Est. reading time":"2 minutes"},"schema":{"@context":"https:\/\/schema.org","@graph":[{"@type":"WebPage","@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/","url":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/","name":"Steven Olejniczak : Elder Financial Fraud Alert","isPartOf":{"@id":"https:\/\/www.silverlaw.com\/blog\/#website"},"primaryImageOfPage":{"@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/#primaryimage"},"image":{"@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/#primaryimage"},"thumbnailUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg","datePublished":"2017-10-03T01:51:21+00:00","dateModified":"2018-10-04T20:14:47+00:00","author":{"@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752"},"description":"Des Moines broker Steven Olejniczak under suspicion of elder financial fraud surrounding agreement with 76-year-old customer, where he was named as beneficiary.","breadcrumb":{"@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/#breadcrumb"},"inLanguage":"en-US","potentialAction":[{"@type":"ReadAction","target":["https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/"]}]},{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/#primaryimage","url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg","contentUrl":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg","width":1176,"height":892,"caption":"Former Edward Jones Broker Steven Olejniczak Discharged, Suspended, and Fined on elderfinancialfraudattorneys.com"},{"@type":"BreadcrumbList","@id":"https:\/\/www.silverlaw.com\/blog\/former-edward-jones-broker-steven-olejniczak-discharged-suspended-fined\/#breadcrumb","itemListElement":[{"@type":"ListItem","position":1,"name":"Home","item":"https:\/\/www.silverlaw.com\/blog\/"},{"@type":"ListItem","position":2,"name":"Former Edward Jones Broker Steven Olejniczak Discharged, Suspended, and Fined"}]},{"@type":"WebSite","@id":"https:\/\/www.silverlaw.com\/blog\/#website","url":"https:\/\/www.silverlaw.com\/blog\/","name":"Securities Arbitration Lawyers Blog","description":"Published by Securities Arbitration Lawyers \u2014 Silver Law Group","potentialAction":[{"@type":"SearchAction","target":{"@type":"EntryPoint","urlTemplate":"https:\/\/www.silverlaw.com\/blog\/?s={search_term_string}"},"query-input":{"@type":"PropertyValueSpecification","valueRequired":true,"valueName":"search_term_string"}}],"inLanguage":"en-US"},{"@type":"Person","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/de64d999508b1ad10d608a99f0d2e752","name":"Silver Law Group","image":{"@type":"ImageObject","inLanguage":"en-US","@id":"https:\/\/www.silverlaw.com\/blog\/#\/schema\/person\/image\/","url":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","contentUrl":"https:\/\/secure.gravatar.com\/avatar\/9eb0a691642ae95c68ee1c45b5f50f35bae76a41f3d9f861c7bfd40c87661746?s=96&d=mm&r=g","caption":"Silver Law Group"}}]}},"jetpack_featured_media_url":"https:\/\/www.silverlaw.com\/blog\/wp-content\/uploads\/2017\/10\/pic11.jpg","_links":{"self":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1677","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/comments?post=1677"}],"version-history":[{"count":1,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1677\/revisions"}],"predecessor-version":[{"id":6545,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/posts\/1677\/revisions\/6545"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media\/1678"}],"wp:attachment":[{"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/media?parent=1677"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/categories?post=1677"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.silverlaw.com\/blog\/wp-json\/wp\/v2\/tags?post=1677"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}